APFA 1992-211050-01 JHH~'~':PJT:slc ,)1_ 25 92 39362
0'~ 0L 92
RESOLUTION NO. APFA92-2
RESOLUTION OF THE ANAHEIM PUBLIC FINANCING AUTHORITY
AUTHORIZING THE ISSUANCE OF REVENUE BONDS IN THE
AGGREGATE PRINCIPAL AMOUNT OF NOT TO EXCEED $150,000,000
TO MAKE A LOAN TO THE ANAHEIM REDEVELOPMENT AGENCY IN
CONNECTION WITH REDEVEI~OPMENT PROJECT A! ~PH.A,
AUTHOR~ZING AND DIRECTING EXECUTION OF A RELATED
INDENTURE OF TRUST AND LOAN AGREEMENT, AUTHORIZrNG
SAI.E OF BONDS, APPROVING OFFICIAL STATEMENT AND
AUTHORIZING OFFICIAL ACTIONS
WHEREAS, the City of Anaheim (the "City") and the Anaheim Redevelopment
Agency (the "Agency") have heretofore entered into a Joint Exercise of Powers
Agreement establishing the Anaheim Public Financing Authority (the "Authority") for
the purpose, among others, of issuing its bonds to be used to provide financial assistance
to the Agency; and
WHEREAS, the Agency is undertaking to assist the redevelopment of
Redevelopment Project Alpha in the City (the "Redevelopment Project"), and for such
purpose the Agency has previously issued its Redevelopment Project Alpha Tax
Allocation Refunding Bonds, Series D in the aggregate initial principal amount of
$64,000,000, and its Redevelopment Project Alpha Tax Allocation Refunding Bonds
(Subordinate Lien), Series 1986 A, in the aggregate initial principal amount of
$49,380,000, and has entered into a Loan Agreement with the Local Government Finance
Authority and The Bank of New York pursuant to which a loan was made to the Agency
in the aggregate initial principal amount of $92,499,714.38 (collectively, the "Prior
Obligations"); and
WHEREAS, the Agency has determined that due to prevailing financial market
conditions it is in the best interests of the Agency to realize interest rate savings by
refunding a portion of the Prior Obligations, and the Agency has requested the Authority
to lend it funds in an ~mount sufficient for such purpose and also to provide additional
financing for the Redevelopment Project; and
WHEREAS, for the purpose of raising funds necessary to provide such financial
assistance to the the Agency, the Authority proposes to authorize the issuance of its
revenue bonds (the "Bonds") under the provisions of Article 4 (commencing with Section
6584) of Chapter 5 of Division 7 of Title 1 of the Government Code of the State of Czli~'orma
(the "Act"), designated as the Anaheim Public Financing Authority 1992 Tax Allocation
Revenue Bonds (Redevelopment Project Alpha); and
WHEREAS, the proceeds of the Bonds will be applied to make a loan (the "Loan") to
the Agency pursuant to a Loan Agreement dated as of February 1, 1992 (the "Loan
Agreement"); and
WHEREAS, the firms of Stone & Youngberg and Merrill Lynch & Co. (collectively,
the "Underwriters") have proposed to purchase and underwrite the Bonds and have
presented to the Authority a form of Purchase Agreement for the Bonds, to be entered into
among the Authority, the Agency and the Underwriters (the "Purchase Agreement")
and have presented the Authority with a proposed form of Official Statement describing
the Bonds, to be used in connection with the marketing thereof by the Underwriters; and
WHEREAS, the Board of Directors (the "Board") of the Authority has duly
considered such transactions and wishes at this time to approve said transactions in the
public interests of the Authority.
NOW, THEREFORE, BE IT RESOLVED, DETERMINED AND ORDERED by the
Board of Directors of the Anaheim Public Financing Authority as follows:
Section 1. Findings and Determinations. Pursuant to the Act, the Board hereby
finds and determines that the issuance of the Bonds will result in savings in effective
interest rates, bond underwriting costs and bond issuance costs and thereby result in
significant public benefits to its members within the contemplation of Section 6586 of the
Act.
Section 2. Issuance of Bonds; Approval of Indentures. The Board hereby
authorizes the issuance of the Bonds under and pursuant to the Act provided that the
maximum aggregate principal amount of the Bonds shall not exceed $150,000,000. The
Bonds shall be issued pursuant to an Indenture of Trust dated as of February 1, 1992, by
and between the Authority and Bank of America National Trust and Savings
Association, as trustee (the "Indenture"). The Board hereby approves the Indenture in
substantially the form thereof on file with the Secretary, together with such additions
thereto and changes therein as the Executive Director shall deem necessary, desirable or
appropriate, the execution of which by the Executive Director shall be conclusive evidence
of the approval of any such additions and changes. The Executive Director is hereby
authorized and directed to execute, and the Secretary is hereby authorized and directed to
attest and affix the seal of the Authority to, the final form of the Indenture for and in the
nsme and on behalf of the Authority. The Board hereby authorizes the delivery and
performance of the Indenture.
Section 3. Approval of Loan to Agency; Loan Agreement. The Board hereby
authorizes and approves the loan of the Bond proceeds by the Authority to the Agency
pursuant to and in accordance with the provisions of the Loan Agreement. The Board
hereby approves the Loan Agreement in substantially the form thereof on file with the
Secretary, together with such additions thereto and changes therein as the Executive
Director shall deem necessary, desirable or appropriate, the execution of which by the
Executive Director shall be conclusive evidence of the approval of any such additions and
changes. The Executive Director is hereby authorized and directed to execute, and the
Secretary is hereby authorized and directed to attest and atYLX the seal of the Authority to,
the final form of the Loan Agreement for and in the name and on behalf of the Authority.
The Authority hereby authorizes the delivery and performance of the Loan Agreement.
Section 4. Sale of Bonds. The Board hereby approves the sale of the Bonds by the
Authority by negotiation with the Underwriters, pursuant to the Purchase Agreement in
substantially the form thereof on file with the Secretary, together with such additions
thereto and changes therein as the Executive Director shall deem necessary, desirable or
appropriate, the execution of which by the Executive Director shall be conclusive evidence
of the approval of any such additions and changes. The Executive Director is hereby
authorized and directed to execute the final form of the Purchase Agreement for and in
the name and on behalf of the Authority upon the submission of an offer by the
Underwriters to purchase the Bonds, which offer is acceptable to the Executive Director
and consistent with the requirements of this Resolution. The amount of Underwriters'
discount for the Bonds shall be not more than one percent (1%) of the par ~rnount thereof
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(without regard to any original issue discount) and the net effective rate of interest on the
Bonds (taking into account any original issue discount on the sale thereof) shall not
exceed seven percent (?%) per annum.
Section 5. Official Statement. The Board hereby approves the preparation off and
hereby authorizes the Executive Director to deem final within the meaning of Rule 15c2-
12 of the Securities Exchange Act of 1934 except for permitted omissions, a preliminary
form of Official Statement describing the Bonds. Distribution of such preliminary Official
Statement by the Underwriters is hereby approved. The Executive Director is hereby
authorized to execute the final form of the Official Statement, including as it may be
modified by such additions thereto and changes therein as the Executive Director shall
deem necessary, desirable or appropriate, and the execution of the final Official
Statement by the Chairman shall be conclusive evidence of the approval of any such
additions and changes. The Board hereby authorizes the distribution of the final Official
Statement by the Underwriters. The final Official Statement shall be executed in the
name and on behalf of the Authority by the Executive Director.
Section 6. OIT, cial Actions. The Chairman, the Executive Director, the Treasurer,
the Secretary and any and all other officers of the Authority are hereby authorized and
directed, for and in the name and on behalf of the Authority, to do any and all things and
take any and all actions, including execution and delivery of any and all assignments,
certificates, requisitions, agreements, notices, consents, instruments of conveyance,
warrants and other documents, which they, or any of them, may deem necessary or
advisable in order to consummate the lawful issuance and sale of the Bonds, the making
of the Loan, the refunding of a portion of the Prior Obligations and the consummation of
the transactions as described herein.
Section 7. Effective Date. This Resolution shall take effect from and ai~r the date
of its passage and adoption.
The FOREGOING RESOLUTION was approved and adopted by the Anaheim
Public Financing Authority this 1 lthday of February, 1992. by the following vote:
Attest:
SECRETARY OF THE ANAHEIM
PUBLIC FINANCING AUTHORITY
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STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss.
CITY OF ANAHEIM )
I, LEONORA N. SOHL, Secretary of the Board of Directors of the Anaheim Public
Financing Authority, do hereby certify that the foregoing Resolution
No. APFA92-2 was introduced and adopted at a regular meeting provided by law,
of the Board of Directors of the Anaheim Public Financing Authority held on the
llth day of February, 1992, by the following vote of the members thereof:
AYES:
BOARD MEMBERS: Simpson, Ehrle, Pickler, Daly and Hunter
NOES: BOARD MEMBERS: None
ABSENT: BOARD MEMBERS: None
AND I FURTHER certify that the Chairman of the Board of Directors signed said
Resolution No. APFA92-2 on the 12th day of February, 1992.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the
City of Anaheim this 12th day of February, 1992.
SECRETARY OF THE
ANAHEIM PUBLIC FINANCING AUTHORITY
(SEAL)
I, LEONORA N. SOHL, Secretary of the Anaheim Public Financing Authority, do
hereby certify that the foregoing is the original of Resolution No. APFA92-2
duly passed and adopted by the Anaheim Public Financing Authority on
February 11, 1992.
SECRETARY OF THE
ANAHEIM PUBLIC FINANCING AUTHORITY