99-018· CITY OF ANAHEIM, CALIFORNIA
RESOLUTION NO. 99R-18
A RESOLUTION APPROVING, AUTHORIZING AND
DIRECTING EXECUTION OF AN INTEREST RATE
SWAP AGREEMENT, AND AUTHORIZING AND
DIRECTING CERTAIN ACTIONS WITH RESPECT
THERETO
RESOLVED, by the City of)Mnaheim, California (the "City") as follows:
WHEREAS, the City, working together with the Anaheim Public Improvement
Corporation (the "Corporation"), has, pursuant to a lease financing: (i) refmanced the design,
construction, installation and equipping of an approximately 19,200-seat sports and
entertainment area (the "Facility"), (ii) financed the design, construction, installation and
equipping of certain improvements thereto, (iii) financed certain nearby parking improvements,
(iv) provided for the payment of a territorial rights payments to the L.A. Kings, Ltd. (the
"Kings"), pursuant to a Territorial Rights Agreement, between the Manager (as hereinafter
defined) and the Kings, and (v) paid certain costs incurred with respect to such refinancing and
financing; and
WltEREAS, to accomplish the above-described lease financing the City has caused
to be executed and delivered $126,500,000 Certificates of Participation Municipal Adjustable Rate
Taxable Securities (1993 Arena Financing Project) (the "Certificates") evidencing the direct,
undivided fractional interests of the owners thereof in Lease Payments to be made by the City as
rental for the Facility and related property pursuant to a Lease Agreement (the "Lease Agreement"),
dated as of December 1, 1993 between the City and the Corporation; and
WltEREAS, the City's obligation to make Lease Payments under such Lease
Agreement is a special obligation limited to the Revenues (as defined in the Lease Agreement) from
the Facility, and
WItEREAS, the City has entered into the Second Amended and Restated Arena
Management Agreement (the "Management Agreement"), dated as of December 1, 1993, with
Ogden Facility Management Corporation of Anaheim (the "Manager"), a wholly-owned subsidiary
of Ogden Corporation ("Ogden"), for the management of the Facility, and
WtlEREAS, pursuant to the terms of the Management Agreement, the Manager is
obligated to advance funds if the operating revenues of the Facility are insufficient to pay operating
expenses and debt service, including amounts due with respect to the Certificates, to the extent and
on the terms and conditions set forth in the Management Agreement; and
DOCSLA 1:282099.6 1
WHEREAS, the performance of the Manager's obligations under the Management
Agreement have been guaranteed by Ogden pursuant to the Guaranty Agreement (the "Guaranty
Agreement"), dated as of December 1, 1993, from Ogden to the City, and
WHEREAS, pursuant to the Management Agreement the City has agreed, upon the
request of the Manager, to cooperate with the Manager to restructure or modify the financing
arrangements with respect to the Facility, which financing arrangements specifically contemplate
interest rate swap and similar agreements; and
WHEREAS, the Manager has requested the City to cooperate in restructuring and
modi~Sng the financing arrangements with respect to the Facility by entering into an interest rate
swap with NationsBank, N.A. or an affiltate thereof in order to provide a mechanism for
economically converting the variable interest rate applicable to the Certificates to a fixed interest
rate for a specified term; and
WHEREAS, the terms and conditions of such interest rate swap shall be as set forth
in the ISDA Master Agreement, as amended and supplemented by the U.S. Municipal Counterparty
Schedule to the Master Agreement, in the form submitted to this meeting (such ISDA Master
Agreement, as so amended and supplemented, and as the same may be modified and completed in
accordance with this Resolution, being referred to as the "Interest Rate Agreement"); and
WlIEREAS, such interest rote swap shall constitute a Transaction under the Interest
Rate Agreement (the "Transaction") the specific terms of which shall be contained in a
Confirmation (the "Confirmation") to be delivered on the date the Transaction is agreed upon by
the parties; and
WHEREAS, the City's obligations under the Transaction will be special
obligations payable solely fi:om the operating revenues of the Facility and amounts payable under
the Management Agreement; and
WHEREAS, it is in the public interest and for the public benefit that the City
authorize and direct the execution of the Interest Rate Agreement, the entry into the Transaction and
certain other actions in connection therewith; and
WHEREAS, a draft of the Interest Rate Agreement has been filed with the City and
the members of the City Council, with the aid of its staff, have reviewed said document;
NOW, TIIEREFORE, it is hereby ORDERED and DETERMINED, as follows:
Section 1. The Interest Rate Agreement be and is hereby approved. The
Mayor, the City Manager or the Finance Director is each, acting singly, hereby authorized and
directed to execute the Interest Rate Agreement in the form presented to this meeting with such
changes, insertions and omissions as may be approved by the official executing the Interest Rate
Agreement, and the City Clerk is hereby authorized and directed to attest to such official's
signature.
DOCSLA1:282099.6 2
Section 2. The Transaction be and the same is hereby approved and the City
hereby consents to the restructuring and the modification of the financing for the Facility effected
by the Transaction. The Mayor, the City Manager or the Finance Director is each, acting singly,
hereby authorized and directed to enter into the Transaction and to accept and execute the
Confirmation describing the Transaction; provided, however that the following limitations shall
be applicable to the Confirmation and the Transaction: (i) the term of the Transaction shall not be
longer then ten (10) years from the date of the Confirmation; (ii) the aggregate notional amount
of the Transaction shall not be in excess of the then outstanding principal amount of the
Certificates; (iii) any fixed interest rate payable by the City under the Transaction shall not
exceed six percent (6%) per annum; (iv) any variable interest rate to be received by the City
under the Transaction shall not be less than t~e three month LIBOR rate minus fifty basis points;
and (v) all payment obligations of the City uhder the Confirmation and the Transaction shall be
special obligations payable solely from the operating revenues of the Facility and other amounts
available therefor pursuant to the terms of the Management Agreement, including, without
limitation, amounts paid under the Guaranty Agreement.
Section 3. The City Council hereby finds and determines that Transaction
thereunder authorized hereby is designed to reduce the amount or duration of interest rate risk
with respect to the Certificates.
Section 4. The Mayor, the City Manager, the Finance Director, the City
Treasurer, the City Attorney, the City Clerk and all other appropriate officials of the City are
hereby authorized and directed to execute such other agreements, documents and certificates as
may be necessary to effect the purposes of the Interest Rate Agreement, the Transaction, the
Confirmation, this Resolution and the transactions herein authorized.
Section 5.
City Council.
This Resolution shall take effect from and after its adoption by this
DOCSLA1:282099.6 3
The FOREGOING RESOLUTION was approved and adopted by this City Council
of the City of Anaheim the 26th day of January, 1999 by the following vote:
AYES:
NOES:
ABSENT:
COUNCIL MEMBERS:
COUNCIL MEMBERS:
COUNCIL M~MBERS:
Feldhaus, Kring, Tait, McCracken, Daly
None
None
MAYOR OF THE CITY OF/~AHEIM
Attest:
C~r cL~RK~tI~THE CIT~ O~ANAHEIM
DOCS[Al :282099.6 4
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss.
CITY OF ANAHEIM )
I, SHERYLL SCHROEDER, City Clerk of the City of Anaheim, do hereby certify that the foregoing
Resolution No. 1999R-18 was introduced and adopted at a regular meeting provided by law, of
the Anaheim City Council held on the 26th day of January, 1999, by the following vote of the
members thereof:
AYES:
MAYOR/COUNCIL MEMBERS: Feldhaus, Tait, Kring, McCracken, Daly
NOES:
MAYOR/COUNCIL MEMBERS: None
ABSTAINED:
MAYOR/COUNCIL MEMBERS: None
ABSENT:
MAYOR/COUNCIL MEMBERS: None
;~(~I]~'CLERK Of THE CITY Of ANAHEIM
(SEAL)