RES-2016-106RESOLUTION NO. 2016-10 6
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
ANAHEIM AUTHORIZING THE DESTRUCTION OF
CERTAIN CITY RECORDS MORE THAN TWO YEARS OLD
(AUDIT, CITY ADMINISTRATION, CITY ATTORNEY, CITY
CLERK, COMMUNITY SERVICES, FINANCE, HUMAN
RESOURCES, POLICE, PUBLIC WORKS AND PUBLIC
UTILITIES)
WHEREAS, Sections 34090 et seq., of the Government Code of the State of
California authorize the destruction of certain records, documents, instruments, books and papers
(hereinafter "records") of the City upon approval of the legislative body of the City and with the
written consent of the City Attorney, provided that said records do not fall within certain
specified categories; and
WHEREAS, the following described records under the charge of the Audit
Manager, City Manager, City Attorney, City Clerk, Community Services Director, Finance
Director, Human Resources Director, Police Chief, Public Works Director and Public Utilities
General Manager ("custodian(s) of records") are more than two years old and are documents
which are authorized for destruction under the provisions of Section 34090 et seq., of the
Government Code without making a copy thereof; and
WHEREAS, the custodian of records of each record described herein has
detennined that said documents are no longer needed or required; and
WHEREAS, the City Council concurs in the determination of the custodian of
records and finds that said records are no longer needed; and
WHEREAS, the City Attorney of the City of Anaheim does by the approval of
this resolution hereby give written consent for the destruction of the listed records.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of
Anaheim that the custodian of the described records in Exhibit "A,", "B," "C," "D," "E," "F,"
"G," "H," "I" and "J" of the City of Anaheim be, and is hereby, authorized to destroy
immediately, in a lawful manner and without making any copies thereof, the records under the
custodian's charge, as more particularly described in Exhibit "A,", "B," "C," "D," "E," "F," "G,"
"H," "I" and "J" attached hereto and incorporated herein by this reference.
BE IT FURTHER RESOLVED that upon destruction of the foregoing records, a
certificate of destruction shall be executed and the original thereof filed in the office of the City
Clerk together with a copy of this resolution.
THE FOREGOING RESOLUTION is approved and adopted by the City Council
of the City of Anaheim this 21 st day of June , 2016, by the following roll call
vote:
AYES: Mayor Tait and Council Members Kring, Murray, Brandman,
and Vanderbilt
NOES: None
ABSENT: None
ABSTAIN: None
ATT
CITY CLERK OF THE CITY OF ANAHEIM
APPROVED AS TO FORM:
KRISTIN A. PELLETIER,
ACTING CITY ATTORNEY
2
CITY OF ANAHEIM
MAYOR OF THE CITY OF ANAHEIM
EXHIBIT A
RECORDS DESTRUCTION -2016
AUDIT DIVISION
RECORD SERIES
TOTAL
YEARS TO
RETENTION
DESTROY
Audits — Internal Audits / Current Working Papers
AU + 5Y
2004-2011
Audits — Internal Audits / Current Working Papers — When a
Subsequent Audit is Performed Within Five Years
2Y
2012-2013
Audits — Internal Audits — Final Audit Reports & General Files
l0Y
2005-2006
The above records are no longer needed in the normal course of business and timing of
destruction is in accordance with the adopted Record Retention Schedule.
x Date: &A114
Joe omines
Audit Manager
EXHIBIT B
RECORDS DESTRUCTION -2016
CITY ADMINISTRATION
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
Advocacy— Lobbyist Disclosure
7Y
1991-1999
Citizens Advisory Committee — Agendas, Agenda Packets
2Y
2012-2013
City Council Proclamations / Commendations / Certificates /
Recognitions
2Y
2000-2005
City Council Correspondence / Mayor Correspondence
2Y
1999-2010
Committees, Ad Hoc / Internal (employees)
2Y
2013
Complaints / Concerns from Citizens
2Y
1999-2010
Contracts & Agreements -Administration Files
CL + 10Y
1999-2005
Correspondence — City Manager's Office Letters, Memos,
Chronological Files
2Y
1990-2001,
2013
Intergovernmental Relations
2Y
2002-2005
Personnel Files - Department -Level Copies
T + 3Y
2012
Project Files — External Affairs
2Y
1991-2007
Sister City Commission: Agendas, Agenda Packets
2Y
2013
Subject Files — City Council
2Y
2006-2010
Subject Files — City Manager's Office
2Y
2013
The above recgrds are no longer needed in the normal course of business and timing of
destruction iVY1 ac.4dar with the adopted Record Retention Schedule.
s
x `',,. ` ,,, Date: 6y?& /0, 2�1
Paul S. Emery
City Manager
EXHIBIT C
RECORDS DESTRUCTION -2016
CITY ATTORNEY'S OFFICE
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
Accounts Payable – General
l0Y
2006
Attorney Chrons
9Y
2007
Claims
5Y
2009
Correspondence – Prosecution
2Y
2010-2014
General Files
9Y
2005-2006—
The above records are no longer needed in the normal course of business and timing of
destructio is in ac nee with the adopted Record Retention Schedule.
x Date: <
n A. Pellet r
Acting City Attorney
EXHIBIT D
RECORDS DESTRUCTION -2016
OFFICE OF THE CITY CLERK
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
Applications for Boards, Commissions or Committees
(Appointed)
ET + 2Y
1996-2013
Applications for Boards, Commissions or Committees (Not
Appointed)
2Y
1996-2014
Billing: Monthly Billing, Fringe Billing
5Y
2004-2005
Bonds — Security / Performance / Labor / Material
MA + 10Y
1990-1993
Campaign Statements: Other Committees
l0Y
1996-1998
Campaign Statements: Unsuccessful Candidates
l0Y
1992-2001
Claims
CL + 5Y
2005-2010
Consolidated Action Plan
E + 5Y
2000
Contracts / Agreements — Non -Infrastructure / General
CL + 10Y
1976-2004
Correspondence — Letters, Memos
2Y
1996-2013
Legal Notices / Legal Advertising
2Y
2010-2011
Monthly Accounts Payable Purchasing Card Statements &
Backup
5Y
2004-2006
Notices — Unscheduled Vacancies
2Y
1998-2013
OSHA Inspections & Citations, Log 200, 300, 301, 301A, etc.
5Y
1997
Personnel Files — Department -Level Copies
T + 3Y
2000-2001
Proposals, Bid Responses (Unsuccessful)
2Y
1992-2013
Public Records Act Requests
2Y
2008-2012
Requests for Proposals / Qualifications (RFPs, RFQs), Bid
Specifications
5Y
2011-2013
Statement of Economic Interest / Filings: Designated Employees
7Y
1997
Statement of Economic Interest / Filings: Public Officials
ET + 7Y
1994-1999
Subject Files
2Y
2005-2013
Subpoenas (Duces Tecum)
2Y
2008-2011
Time Cards / Time Sheets / Timecard Entry
l0Y
2003
The above records are no longer needed in the normal course of business and timing of
dept
'is in accordance with the adopted Record Retention Schedule.
xDate: ��(LQI
Andal, CMC
City Clerk
EXHIBIT E
RECORDS DESTRUCTION -2016
COMMUNITY SERVICES DEPARTMENT
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
Accident Reports: Public or City Property
2Y
1985-2007
Accounts Payable, Invoices: Backup (not forwarded to Finance
Department)
l0Y
2003-2005
Boards & Commissions Agendas, Agenda Packets (Community
Services Board, Cultural & Heritage Commission, Parks &
Recreation Commission, Senior Citizens Commission)
2Y
2009-2013
Boards & Commissions Audio Recordings of Meetings / Audio
Tapes (Community Services Board, Cultural & Heritage
Commission, Library Board, Parks & Recreation Commission,
Senior Citizens Commission)
30 Days
2009-2012
Case Management Files
CL + 5Y
1994-2011
CDBG (Community Development Block Grant) Paperwork
5Y
1982-2001
Collection Agency Statements / Reports — Library
5Y
1999-2010
Complaints / Concerns from Citizens
2Y
2009-2013
Contracts & Agreements — Administration Files
CL + 10Y
1997
Correspondence — Letters, Memos
2Y
1986-2013
Daily Vehicle Inspections / Daily Equipment Checks
2Y
2008-2013
Day Trips (One Day Excursions & Waivers)
2Y
2013 & prior
Donation Accounts
5Y
1995-2010
Facility Use Permits & Equipment Applications, Books, Waivers
2Y
2013 & prior
Grants
5Y
2003-2006
Grants: Library Grants
CL + 5Y
1999-2005
Incident Reports
2Y
2007-2013
Insurance Certificates (not tied to contracts)
5Y
2002-2009
Library Board Agendas, Agenda Packets
2Y
1997-2012
LiveScan Response Analysis Sheets — Not Hired / Unsuccessful
Volunteers
3Y
1999-2009
Personnel Files — Department -Level Copies
T + 3Y
2013 & prior
Personnel Files — Human Resources Delegated
T + 30Y
1984 & prior
Personnel Files — Medical Records — Human Resources
Delegated
T + 30Y
1984 & prior
Personnel Work Schedules
2Y
2013 & prior
Proposals, Bid Responses (Successful)
5Y
2007
Public Records Act Requests
2Y
2011-2013
Recruitment Files
3Y
2012 & prior
Registration Forms, includes Hold Harmless
2Y
2013 & prior
Reports and Studies
5Y
2010 & prior
Requests for Proposals / Qualifications (RFPs, RFQs), Bid
Specifications
5Y
2001-2009
Sign -In Sheets
2Y
2013 & prior
EXHIBIT E
RECORDS DESTRUCTION -2016
COMMUNITY SERVICES DEPARTMENT
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
Special Events / Special Event Contracts
CL + 2Y
2013 & prior
Subject Files
2Y
1995-2013
Surveys / Questionnaires
2Y
2001-2013
Time Cards / Time Sheets / Timecard Entry
l0Y
1985-2005
Training
7Y
2004-2008—
Volunteers & Reserves – Successful Applicants
T + 3Y
2012 & prior
The above records are no longer needed in the normal course of business and timing of
destruction is in accordanc with the adopted Record Retention Schedule.
x Date:
Terry Lowe
Director of Community Services
EXHIBIT F
RECORDS DESTRUCTION -2016
FINANCE DEPARTMENT
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
1099's Issued / 1096, etc.
5Y
FY 2010 & prior
Accounts Receivable Invoices, Credit Card Slips for
Receivables - Includes DUI Invoices
5Y
FY 2010 & prior
Bank Statements, Bank Reconciliations
5Y
FY 2010 & prior
Cash Reconciliations: Adjustments, Receipts
5Y
FY 2010 & prior
Cost Allocation Report
7Y
FY 2008 & prior
Depositor Trust Fund Receipts
CL + 5Y
FY 2009 & prior
Employee Payroll File (Includes W -4s)
T + 5Y
FY 2010 & prior
Escheat
5Y
FY 2010 & prior
External Audit Work Papers / Audit Schedules for External
Audits
5Y
FY 2010 & prior
Fixed Asset Working Papers
5Y
FY 2010 & prior
Formal Bids — Successful
5Y
FY 2010 & prior
Formal Bids — Unsuccessful
2Y
FY 2013 & prior
Monthly Accounts Payable Purchasing Card Statements and
Backup
5Y
FY 2010 & prior
Notices to Bill
5Y
FY 2010 & prior
Purchase Orders & Master Agreements
5Y
FY 2010 & prior
Reports: Annual State or Federal: State Controller's Report,
etc.
10Y
FY 2005 & prior
Time Cards / Time Sheets / Timecard Entry
I 10Y
I FY 2005 & prior
The above records are no longer needed in the normal course of business and timing of
destruction is in accordance w'th the adopted Record Retention Schedule.
x % r , Date: �O� o
Deborah A. Moreno
Finance Director / City Treasurer
EXHIBIT G
RECORDS DESTRUCTION -2016
HUMAN RESOURCES
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
Compensation Surveys & Studies
3Y
1995-2011
Correspondence
2Y
2005-2014
Deferred Compensation Action Reports
5Y
2009-2010
Health Council
2Y
2007-2012
Studies & Surveys Conducted on Behalf of the City
3Y
1995-2011
The above records are no longer needed in the normal course of business and timing of
destructip-i 'n accordance with the adopted Record Retention Schedule.
x Date: Ocell
Jas Motsick
A ting Human Resources Director
EXHIBIT H
RECORDS DESTRUCTION -2016
POLICE DEPARTMENT
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
Citations — Administrative Initial Reviews, Refunds
2Y
2011-2013
Citations — Parking
2Y
2013
Citations — Traffic (Notice to Appear)
7Y
2004-2008
Citations Logs (Movers)
7Y
1999-2001
Clearance Letters
2Y
2012
Collection Officer Receipts
2Y
1998-2008
Correspondence
2Y
2009-2010,
2013
Court Calendar
2Y
2013
Court Dispositions (Non -Report Related)
2Y
2011-2013
Criminal Intelligence Files
5Y
2006-2010
Dispatch Tapes / Recordings (Police CAD) / Recordings of
Communications Dispatch
2Y
2013
Emergency Cost Recovery / DUI Claims
7Y
2007-2008
Internal Affairs Investigations / Disciplinary Files / Complaints /
In -Custody Deaths, Major Incident Response Team (MIRT), and
Officer Involved Shootings
CL + 5Y
1981-2010
Juvenile Sealings
CL + 5Y
2005-2010
Latent Prints (Crime Scene — Miscellaneous)
11Y
1991-2004
Misdemeanor or Infraction — Marijuana
CL + 2Y
1995-2004
Personnel Background Packet — Unsuccessful — Employees,
Reservists, Volunteers
3Y
2011-2013
Personnel Files — Department -Level Copies
T + 3Y
2004-2009
Personnel Files — Department -Level Medical Records
T + 30Y
1984 & prior
Personnel Work Schedules
2Y
2012-2013
Public Records Act Requests
2Y
2013
Public Records Act Requests
2Y
2008-2013
Registrants: Narcotic
5Y
2005-2010
Reports: Monthly Statistics / Uniform Crime Reports (UCR) —
Summaries (BCS)
2Y
2010-2013
Subpoenas (Duces Tecum & Officer Appearance)
2Y
2013
Subpoenas (Tape Requests)
2Y
2012-2013
Suspension Notices (Non -Report Related)
2Y
2006-2009
Traffic Hearing Officer Records
2Y
2010-2013
Validation List: DOJ, NCIC Validation
2Y
2005-2008
The above records are no lower needed in the normal course of business and timing of
destruction is ' r an wit e adopted Record Retention Schedule.
x
Raul Quezada
Chief of Police
Date:/C-
EXHIBIT I
RECORDS DESTRUCTION -2016
PUBLIC WORKS DEPARTMENT
RECORD SERIES TOTAL YEARS TO
RETENTION DESTROY
Contracts & Agreements — Administration Files CL + 10Y 2003-2006
Rideshare / AQMD Reports 3Y 2009-2012
The above records are no longer needed in the normal course of business and timing of
destruction is in accordance with the adopted Record Retention Schedule.
r�-
x Date: &tn e,
Rud mami
Acting Public Works Director
EXHIBIT J
RECORDS DESTRUCTION -2016
PUBLIC UTILITIES DEPARTMENT
RECORD SERIES
TOTAL
RETENTION
YEARS TO
DESTROY
Bankruptcy Case Files
CL + 5Y
1991-2004
Billing: Monthly Billing, Fringe Billing
5Y
2002-2005
Checks — Received from Customers
5Y
2009
CIS — Revenue Protection
7Y
1990-2008
Contracts & Agreements — Administration Files
CL + 10Y
2002-2005
Correspondence — Letters, Memos
2Y
2002-2013
Customer Account Adjustment Backup
2Y
1999-2012
Daily Reports & CRLs
2Y
1999-2012
Payment Collection Cards / Stubs Customer Account Records
120 days
2003-2015
Reports & Studies
5Y
2001-2010
Subject Files
2Y
1999-2001
Underground Service Alerts (USA's)
7Y
2005
Thetabo,ve records a e no longer needed in the normal course of business and timing of
dest'cc dance with the adopted Record Retention Schedule.
x Date:
Dukku Lee
Public Utilities General Manager
411% Southern California Shredding, Inc.
Invoice
+. 20492 Crescent Bay Drive, Ste# 112
41it�" Lake Forest, CA 92630
Account# Invoice#
CYrN; Phone# 949-305-5511 Fax# 949-305-6611
infoAsocalshredding.com 01004 115165
Date 1/31/2019
Bill To Service Location:
City Clerk City Clerk
200 S.Anaheim Blvd.2nd Floor 200 S.Anaheim Blvd.2nd Floor
Anaheim,CA 92805 Anaheim,CA 92805
Terms P.O. NO
Net 30 D0 730815
Date Description Location Qty Price Amount
1/2/2019 1 Console of Shredding 1 10.00 10.00
Standard File Box of Shredding 5 1.00 5.00
1/30/2019 1 Console of Shredding 1 10.00 10.00
Total This Invoice: $25.00
CERTIFICATE OF DESTRUCTION
Payments/Credits: $0.00
This is to certify that the Southern California Shredding,Inc. has
destroyed the materials as received from the destruction location listed Total Outstanding Balance
above on the date of service shown. It is further certified that these
materials were destroyed under strict security conditions and then $35.00
recycled. Please include this Invoice
Number on your payment.
Southern California Shredding,Inc. -
Southern California Shredding gladly
accepts Credit Card payments for your
BECAUSE THE OUTCOME HAS TO BE CERTAIN!!! convenience.