APFA-2019-002 RESOLUTION NO. APFA-2 01 9-0 0 2
A RESOLUTION OF THE BOARD OF DIRECTORS OF THE ANAHEIM
PUBLIC FINANCING AUTHORITY AUTHORIZING THE APPLICATION
OF MONEYS IN THE SPECIAL RESERVE FUND FOR THE ANAHEIM
PUBLIC FINANCING AUTHORITY LEASE REVENUE BONDS
(ANAHEIM PUBLIC IMPROVEMENTS PROJECT); AUTHORIZING
THE EXECUTION AND DELIVERY OF ESCROW AGREEMENTS IN
CONNECTION THEREWITH AND AUTHORIZING OTHER MATTERS
RELATED THERETO
WHEREAS, pursuant to the Indenture of Trust, dated as of February 1, 1997 (the
"Original Indenture"), by and between the Anaheim Public Financing Authority (the
"Authority") and BNY Western Trust Company, as trustee, the Authority issued its Anaheim
Public Financing Authority Senior Lease Revenue Bonds (Anaheim Public Improvements
Project), 1997 Series A, its Anaheim Public Financing Authority Senior (Taxable) Lease
Revenue Bonds (Anaheim Public Improvements Project) 1997 Series B, and its Anaheim Public
Financing Authority Subordinate Lease Revenue Bonds (Anaheim Public Improvements Project)
1997 Series C (the"1997 Series C Bonds");
WHEREAS, pursuant to the Original Indenture, as modified and amended by the First
Supplemental Indenture of Trust, dated as of June 1, 2007, by and between the Authority and
The Bank of New York Trust Company, N.A., as successor trustee (as so modified and amended,
the "Indenture"), the Authority issued its Anaheim Public Financing Authority Senior Lease
Revenue Bonds (Anaheim Public Improvements Project), 2007 Refunding Series A-1(the "2007
Series A-1 Bonds"), its Anaheim Public Financing Authority Senior Lease Revenue Bonds
(Anaheim Public Improvements Project), 2007 Refunding Series A-2 (the "2007 Series A-2
Bonds"), and its Anaheim Public Financing Authority Senior (Taxable) Lease Revenue Bonds
(Anaheim Public Improvements Project) 2007 Refunding Series B (the "2007 Series B Bonds")
(capitalized undefined terms used herein have the meanings ascribed thereto in the Indenture);
WHEREAS, The Bank of New York Mellon Trust Company, N.A. is the successor
trustee(the"Trustee")under the Indenture; -
WHEREAS,the outstanding 1997 Series A Bonds, 1997 Series C Bonds, 2007 Series A-
1 Bonds, 2007 Series A-2 Bonds and 2007 Series B Bonds are payable from the Lease Payments
made by the City of Anaheim (the"City")pursuant to the Lease Agreement;
WHEREAS, the City desires that the Authority issue two Series of Refunding Bonds to
refund the 2007 Series A-1 Bonds and the 2007 Series A-2 Bonds, and the Authority desires to
so issue such Series of Refunding Bonds;
WHEREAS, the Authority anticipates that, in order to refund the 2007 Series A-1 Bonds
and the 2007 Series A-2 Bonds, the Authority will issue its Anaheim Public Financing Authority
Senior Lease Revenue Refunding Bonds (Anaheim Public Improvements Project), Series 2019
A, and its Anaheim Public Financing Authority Senior Lease Revenue Refunding Bonds
(Anaheim Public Improvements Project), Series 2019 B (Taxable) (the"Series 2019 B Bonds");
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WHEREAS, Section 6.14 of the Indenture provides that, on the fifth Business Day of
each month, if so directed in writing by an Authorized Authority Representative and an
Authorized Disney Representative, the Trustee shall apply moneys in the Special Reserve Fund
established under the Indenture available for such purpose to the purchase of Bonds tendered to
the Trustee for purchase, the redemption of Bonds or the payment of Bonds;
WHEREAS, the Authority desires to provide for (a) the application of moneys in the
Special Reserve Fund to the redemption of all of the 2007 Series B Bonds, (b) the application of
moneys in the Special Reserve Fund so as to cause all of the 1997 Series C Bonds maturing on
September 1, 2037 (the "Paid 2037 Series C Bonds") to be defeased and deemed to have been
paid pursuant to Article XI of the Indenture, (c) the application of moneys in the Special Reserve
Fund so as to cause all of the 1997 Series C Bonds maturing on September 1, 2036 (the "Paid
2036 Series C Bonds") to be defeased and deemed to have been paid pursuant to Article XI of
the Indenture, (d) the application of moneys in the Special Reserve Fund so as to cause all of the
1997 Series C Bonds maturing on September 1, 2035 (the "Paid 2035 Series C Bonds") to be
defeased and deemed to have been paid pursuant to Article XI of the Indenture, (e) the
application of moneys in the Special Reserve Fund so as to cause all or a portion of the 1997
Series C Bonds maturing on September 1, 2034 (the "Paid 2034 Series C Bonds") to be defeased
and deemed to have been paid pursuant to Article XI of the Indenture, and (f) the application of
moneys in the Special Reserve Fund so as to cause all or a portion of the 1997 Series C Bonds
maturing on September 1, 2033 to be defeased and deemed to have been paid pursuant to Article
XI of the (the "Paid 2033 Series C Bonds" and, together with the Paid 2034 Series C Bonds, the
Paid 2035 Series C Bonds, the Paid 2036 Series C Bonds and the Paid 2037 Series C Bonds, the
"Paid Series C Bonds");
WHEREAS, the Authority desires to authorize the application of moneys in the Special
Reserve Fund so as to cause all or a portion of the Series 2019 B Bonds to be paid, redeemed or
defeased and deemed to have been paid pursuant to Article XI of the Indenture;
WHEREAS, the moneys to redeem the 2007 Series B Bonds will be applied to such
purpose pursuant to an Escrow Agreement relating to the 2007 Series B Bonds, by and between
the Authority and The Bank of New York Mellon Trust Company, N.A., as Trustee and as
escrow bank(such Escrow Agreement, in the form presented to this meeting, with such changes,
insertions and omissions as are made pursuant to this Resolution, being referred to herein as the
"2007 Series B Bonds Escrow Agreement");
WHEREAS, the moneys to defease the Paid Series C Bonds will be applied to such
purpose pursuant to an Escrow Agreement relating to the Paid Series C Bonds, by and between
the Authority and The Bank of New York Mellon Trust Company, N.A., as Trustee and as
escrow bank (such Escrow Agreement, in the form presented to this meeting, with such changes,
insertions and omissions as are made pursuant to this Resolution, being referred to herein as the
"Paid Series C Bonds Escrow Agreement");
WHEREAS,there have been prepared and submitted to this meeting forms of:
(a) the 2007 Series B Bonds Escrow Agreement; and
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(b) the Paid Series C Bonds Escrow Agreement;
WHEREAS, the Board of Directors of the Authority (the "Board of Directors") desires
to authorize the consummation of the transactions described in the recitals hereof and to
authorize the execution and delivery of the 2007 Series B Bonds Escrow Agreement and the Paid
Series C Bonds Escrow Agreement;
NOW, THEREFORE, the Board of Directors of the Anaheim Public Financing
Authority does hereby resolve, determine and order as follows:
Section 1. The above recitals are true and correct, and the Board of Directors so finds
and determines.
Section 2. The application, in accordance with the terms of the Indenture, of moneys in
the Special Reserve Fund, in an amount not to exceed $105,000,000 (a) to the redemption of all
of the 2007 Series B Bonds, (b) so as to cause all of the 1997 Series C Bonds maturing on
September 1, 2037 to be defeased and deemed to have been paid pursuant to Article XI of the
Indenture, (c) so as to cause all of the 1997 Series C Bonds maturing on September 1, 2036 to be
defeased and deemed to have been paid pursuant to Article XI of the Indenture, (d) so as to cause
all of the 1997 Series C Bonds maturing on September 1, 2035 to be defeased and deemed to
have been paid pursuant to Article XI of the Indenture, (e) so as to cause all or a portion of the
1997 Series C Bonds maturing on September 1, 2034 to be defeased and deemed to have been
paid pursuant to Article XI of the Indenture, and (f) if all of the 1997 Series C Bonds maturing
on September 1, 2034 are defeased and deemed to have been paid pursuant to Article XI of the
Indenture as provided in the preceding clause (e), so as to cause all or a portion of the 1997
Series C Bonds maturing on September 1, 2033 to be defeased and deemed to have been paid
pursuant to Article XI of the Indenture, is hereby approved. Each of the Authorized Officers is
hereby authorized, and any one of the Authorized Officers is hereby directed, for and in the name
of the Authority (i) to determine, based on the amount available in the Special Reserve Fund
pursuant to the Indenture at the time such moneys are to be so applied, the amount to be applied
pursuant to each of clauses (a) through (f) of the preceding sentence, (ii) to liquidate any
investments held in the Special Reserve Fund in order to make amounts therein available to be so
applied, and (iii) to execute and deliver to the Trustee a written direction of an Authorized
Authority Representative directing the Trustee to so apply such moneys.
Section 3. The 2007 Series B Bonds Escrow Agreement, in substantially the form
submitted to this meeting and made a part hereof as though set forth in full herein, be and the
same is hereby approved. Each of the Chairman of the Authority, the Vice-Chairman of the
Authority, and such other members of the Board of Directors as the Chairman may designate,the
Executive Director of the Authority, the Treasurer of the Authority, the Secretary of the
Authority and such other officers of the Authority as the Executive Director may designate (the
"Authorized Officers") is hereby authorized, and any one of the Authorized Officers is hereby
directed, for and in the name of the Authority, to execute and deliver the 2007 Series B Bonds
Escrow Agreement in the form presented to this meeting, with such changes, insertions and
omissions as the Authorized Officer executing the same may require or approve, such
requirement or approval to be conclusively evidenced by the execution of the 2007 Series B
Bonds Escrow Agreement by such Authorized Officer.
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Section 4. The Paid Series C Bonds Escrow Agreement, in substantially the form
submitted to this meeting and made a part hereof as though set forth in full herein, be and the
same is hereby approved. Each of the Authorized Officers is hereby authorized, and any one of
the Authorized Officers is hereby directed, for and in the name of the Authority, to execute and
deliver the Paid Series C Bonds Escrow Agreement in the form presented to this meeting, with
such changes, insertions and omissions as the Authorized Officer executing the same may
require or approve, such requirement or approval to be conclusively evidenced by the execution
of the Paid Series C Bonds Escrow Agreement by such Authorized Officer.
Section 5. The application, in accordance with the terms of the Indenture, of moneys in
the Special Reserve Fund, in an amount not to exceed $8,000,000 (a) to the payment of all or a
portion of the Series 2019 B Bonds, (b) to the redemption of all or a portion of the Series 2019 B
Bonds, and (c) so as to cause all or a portion of the Series 2019 B Bonds to be defeased and
deemed to have been paid pursuant to Article XI of the Indenture, is hereby approved. Each of
the Authorized Officers is hereby authorized, and any one of the Authorized Officers is hereby
directed, for and in the name of the Authority (i) to determine, based on the amount available in
the Special Reserve Fund pursuant to the Indenture at the time such moneys are to be so applied,
the amount to be applied pursuant to each of clauses (a), (b) and (c) of the preceding sentence,
(ii) to liquidate any investments held in the Special Reserve Fund in order to make amounts
therein available to be so applied, and (iii) to execute and deliver to the Trustee a written
direction of an Authorized Authority Representative directing the Trustee to so apply such
moneys.
Section 6. The Authorized Officers and their authorized deputies and agents are, and
each of them is, hereby authorized and directed, for and in the name of the Authority to do any
and all things and to execute and deliver any and all documents that they or any of them deem
necessary or advisable in order to consummate the transactions contemplated by this Resolution
and otherwise to carry out, give effect to and comply with the terms and intent of this Resolution.
Section 7. All actions heretofore taken by the Authorized Officers and their authorized
deputies and agents with respect to the transactions contemplated by this Resolution, or in
connection with or related to any of the agreements or documents referred to herein, are hereby
approved, confirmed and ratified.
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Section 8. This Resolution shall take effect immediately upon its adoption.
THE FOREGOING RESOLUTION was approved and adopted by the Board of Directors
of the Anaheim Public Financing Authority at a regular meeting of said Board of Directors held
• on the 29th day of January, 2019,by the following vote:
AYES:Chairman Sidhu and Authority Members Kring, Barnes,
Brandman, Faessel, and O'Neil
NOES: None
ABSENT: None
ABSTAIN:Authority Member Moreno
ANAHEIM PUBLIC FINANCE
AUTH•RITY
/.r
.;'AIRMAN O E BOARD OF
DIRECTORS OF THE ANAHEIM
PUBLIC FINANCING AUTHORITY
[SEAL]
ATTEST:
SECRETARY F THE BOARD OF
DIRECTORS OF THE ANAHEIM
PUBLIC FINANCING AUTHORITY
(ACTING)
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SECRETARY'S CERTIFICATE
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss.
CITY OF ANAHEIM
I, THERESA BASS, Acting Secretary of the Anaheim Public Financing Authority, do hereby certify
that the foregoing is the original Resolution No. APFA 2019-002 adopted at a regular meeting
provided by law, of the Anaheim Public Financing Authority held on the 29th day of January, 2019, by
the following vote of the members thereof:
AYES: Chairman Sidhu and Authority Members Kring, Barnes, Brandman,
Faessel, and O'Neil
NOES: None
ABSTAIN: Authority Member Moreno
ABSENT: None
IN WITNESS WHEREOF, I have hereunto set my hand this 31st day of January, 2019.
4111 � ING SE ETARY OF THE ANAHEIM PUBLIC
FINANCING AUTHORITY
(SEAL)