AHA-2003-003RESOLUTION NO. ~003-3
A RESOLUTION OF THE ANAHEIM HOUSING AUTHORITY
AUTHORIZING THE AMENDMENTS OF THE INDENTURE OF TRUST,
AND REGULATORY AGREEMENT AND THE DELIVERY OF A
FINANCING AGREEMENT RELATING TO THE REISSUANCE OF THE
ANAHEIM HOUSING AUTHORITY VARIABLE RATE DEMAND
MULTIFAMILY HOUSING REFUNDING REVENUE BONDS (HERITAGE
VILLAGE APARTMENTS), 1992 SERIES A, AND AUTHORIZING THE
EXECUTION AND DELIVERY OF AND APPROVING OTHER RELATED
DOCUMENTS AND APPROVING OTHER RELATED ACTIONS IN
CONNECTION THEREWITH
WHEREAS, the Anaheim Housing Authority (the "Authority") is authorized and empowered
by the provisions of Article 11 of Chapter 3 of Division 2 of Title 5 of the California Government
Code (the "Refunding Law") to issue refunding revenue bonds of housing authorities pursuant to
Chapter 1 of Part 2 of Division 24 of the Health and Safety Code of the State of California (the
"Act"); and
WHEREAS, on November 12, 1992, the Authority issued its $8,485,000 Multifamily
Housing Refunding Revenue Bonds (Heritage Village Apartments), 1992 Series A (the "Bonds")
pursuant to the Refunding Law and the Act to provide refinancing for the acquisition, construction
and development of a multifamily rental housing development comprising 196 units, known as
lleritage Village Apartments and located ~n the City of Anaheim, California (the "Project"); and
WHEREAS, the Authority and Security Pacific National Trust Company (New York), as
predecessor to U.S. Bank National Association (the "Trustee"), entered into an Indenture of Trust,
dated as of November 1, 1992, providing for the issuance and securing the Bonds, as amended by a
First Supplemental Indenture of Trust, dated as of July 1, 1998, between the Authority and the
Trustee (as amended, the "Indenture"); and
WHEREAS, the Authority, the Trustee and Shearson/Calmark Heritage Park II, Ltd., A
California Limited Partnership, as predecessor to Calmark Heritage Park II Limited Partnership, a
California limited parmership (the "Developer") entered into a Loan Agreement, dated as of
November 1, 1992, providing for the loan of the proceeds of the Bonds to the Developer, as amended
by a First Amendment to Loan Agreement, dated as of July 1, 1998, among the Authority, the
Trustee, as successor trustee, and the Developer (as amended, the "Loan Agreement"); and
WHEREAS, the Authority, the Trustee and the Developer entered into an Amended and
Restated Regulatory Agreement and Declaration of Restrictive Covenants, dated as of November 1,
1992, as amended by the First Amendment to Amended and Restated Regulatory Agreement and
Declaration of Restrictive Covenants, dated as of July 1, 1998, by and among the Authority, the
Trustee, as successor trustee, and the Developer (as amended, the "Regulatory Agreement"),
providing for certain requirements applicable to the Project; and
WHEREAS, the Developer desires to substitute a credit facility issued by Fannie Mae
("Fannie Mae") for the letter of credit currently securing the Bonds; and
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WHEREAS, in connection with such credit facility substitution, the Developer has requested
that the Authority and the Trustee amend and restate the Indenture, together with the Developer
amend the Regulatory Agreement and, together with the Developer, execute a Financing Agreement
all in the respective forms of, and for the reasons and purposes set forth in the respective forms of,
the Amended and Restated Trust Indenture (as defined below), including the extension of the
maturity date of the Bonds to July 15, 2033, the Regulatory Agreement Amendment (as defined
below) and the Financing Agreement (as defined below) presented at this meeting; and
WHEREAS, the Indenture, the Loan Agreement and the Regulatory Agreement may be
amended and/or restated pursuant to the provisions of the Indenture, the Loan Agreement and the
Regulatory Agreement, respectively, upon compliance with certain provisions thereof, which
provisions shall be complied with prior to execution and delivery of such amendments; and
WHEREAS, in connection with such credit facility substitution, Fannie Mae has requested
that the Authority enter into an Intercreditor Agreement, in the respective form of the Intercreditor
Agreement presented at this meeting;
NOW, THEREFORE, BE IT RESOLVED by the Anaheim Housing Authority, as follows:
Section 1.
correct.
The Authority hereby finds and declares that the above recitals are true and
Section 2. The Authority hereby approves the extension of the maturity date of the
Bonds to July 15, 2033.
Section 3. The Amended and Restated Trust Indenture (the "Amended and Restated
Indenture") between the Authority and the Trustee in the form presented to this meeting is hereby
approved. The Chairman and Executive Director of the Authority (the "Designated Officers") are,
and each of them acting alone, is hereby authorized and directed, for and in the name and on behalf
of the Authority, to execute and deliver the Amended and Restated Indenture, and the Secretary of
the Authority is hereby authorized and directed for and in the name and on behalf of the Authority, to
attest the Designated Officer's signature on the Amended and Restated Indenture, in substantially
said form, with such additions thereto or changes therein as are recommended or approved by such
officers upon consultation with bond counsel to the Authority, including such additions or changes as
are necessary or advisable in accordance with Section 7 hereof, the approval of such additions or
changes to be conclusively evidenced by the execution and delivery by the Authority of the Amended
and Restated Indenture. The date, maturity dates, interest rate or rates, interest payment dates,
denominations, form registration privileges, manner of execution, place of payment, terms of
redemption, the right of the owners of the Bonds to tender their Bonds for repurchase, and other
terms of the Bonds shall be as provided in the Amended and Restated Indenture as finally executed.
Section 4. The Financing Agreement (the "Financing Agreement") among the Trustee,
the Authority and the Developer, in the form presented to this meeting, is hereby approved. The
Designated Officers of the Authority are, and each of them acting alone is, hereby authorized and
directed, for and in the name and on behalf of the Authority, to execute and deliver the Financing
Agreement in said form, with such additions thereto or changes therein as are recommended or
approved by such officers upon consultation with bond counsel to the Authority including such
additions or changes as are necessary or advisable in accordance with Section 7 hereof, the approval
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of such additions or changes to be conclusively evidenced by the execution and delivery by the
Authority of the Financing Agreement.
Section 5. The Second Amendment to Amended and Restated Regulatory Agreement
and Declaration of Restrictive Covenants (the "Regulatory Agreement Amendment") among the
Authority, the Trustee and the Developer, in the form presented to this meeting, is hereby approved.
The Designated Officers of the Authority are, and each of them acting alone is, hereby authorized
and directed for and in the name of and on behalf of the Authority, to execute and deliver the
Regulatory Agreement Amendment in said form, with such additions thereto or changes therein as
are recommended or approved by such officers upon consultation with bond counsel to the Authority
including such additions or changes as are necessary or advisable in accordance with Section 7
hereof, the approval of such changes to be conclusively evidenced by the execution and delivery by
the Authority of the Regulatory Agreement Amendment.
Section 6. The Assignment and Intercreditor Agreement (the "Intercreditor Agreement")
among the Authority, the Trustee and Fannie Mae, in the form presented to this meeting, is hereby
approved. The Designated Officers of the Authority are, and each of them acting alone is, hereby
authorized and directed, for and in the name and on behalf of the Authority, to execute said
Intercreditor Agreement in said form, with such additions thereto or changes therein as are
recommended or approved by such officers upon consultation with bond counsel to the Authority, the
approval of such additions or changes to be conclusively evidenced by the execution and delivery by
the Authority of the Intercreditor Agreement.
Section 7. All actions heretofore taken by the officers and agents of the Authority with
respect to the Amended and Restated Indenture, the Financing Agreement, the Regulatory
Agreement Amendment and the Intercreditor Agreement are hereby approved, confirmed and
ratified, and the proper officers of the Authority, including the Designated Officers, are hereby
authorized and directed, for and in the name and on behalf of the Authority, to do any and all things
and take any and all actions and execute and deliver any and all certificates, agreements and other
documents, including but not limited to those described in the Amended and Restated Indenture, the
Financing Agreement, the Regulatory Agreement Amendment and the Intercreditor Agreement,
which they, or any of them, may deem necessary or advisable in order to consummate the
amendment of the Indenture, the replacement of the Loan Agreement by the Financing Agreement,
the amendment of the Regulatory Agreement and the execution and delivery of the Intercreditor
Agreement, in accordance with this resolution and any resolution heretofore adopted by the
Authority and in order to carry out the transactions contemplated by the Amended and Restated
Indenture, the Financing Agreement, the Regulatory Agreement Amendment and the Intercreditor
Agreement.
Section 8. All further consents, approvals, notices, orders, requests and other actions
permitted or required by the Amended and Restated Indenture, the Financing Agreement, the
Regulatory Agreement Amendment and the Intercreditor Agreement or any related documents,
including without limitation any of the foregoing which may be necessary or desirable in connection
with any default under or further amendment of such documents, any transfer or other disposition of
the Project, any substitution of credit enhancement for the Bonds or any redemption of the Bonds,
may be given, taken or approved by the Administrator (as defined below) without further
authorization by the Authority, and the Administrator is hereby authorized and directed to give any
such consent, approval, notice, order or request and to take any such action which such officer may
deem necessary or desirable to further the purposes of this resolution, the Amended and Restated
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Indenture, the Financing Agreement, the Regulatory Agreement Amendment and the Intercreditor
Agreement and all other matters arising in connection with the Bonds.
Section 9. The Authority hereby appoints the Executive Director, or his designee, as
administrator/manager with respect to the amendments of the Indenture, the replacement of the Loan
Agreement with the Financing Agreement, the amendment of the Regulatory Agreement and the
execution and delivery of the Intercreditor Agreement and all other matters arising in connection
with the Bonds (the "Administrator").
Section 10. This resolution shall take effect immediately upon its adoption.
THE FOREGOING RESOLUTION is approved a~opted~naheim Housing
Authority this 8th day of July, 2003.
Chai~nan ·
ATTEST:
/ d SeCretary
APPROVED AS TO FORM:
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STATE OF CALIFORNIA
COUNTY OF ORANGE
CITY OF ANAHEIM
I, Sheryll Schor~e~Secretary of the Anaheim Housing Authority, do hereby certify that
the foregoing Resolution No.hHg2 was passed and adopted at a regular meeting of the Anaheim
Housing Authority held on the 8th day of July, 2003, by the following vote of the members thereof:
AYES:
Authority Members:
NOES: Authority Members: None
Chairman Pringle, ~a~ers F~cracken, Tait,
Chavez, Hernandez
ABSENT: Authority Members: None
AND I FURTHER CERTIFY that the Chairman of the Anaheim Housing Authority signed
said Resolution on the 8th day of July, 2003.
IN WITNESS WHEREOF, I have hereunto set my hand and seal this 8th day of July, 2003.
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