RES-1989-28411009-33
JHHW:BDQ:cbf 06/07/89
06/19/89
Z4471
CITY OF ANAHEIM
RESOLUTION NO. 89R- 2 8 4
A RESOLUTION APPROVING, AUTHORIZING AND DIRECTING
EXECUTION OF CERTAIN INSTALLMENT SALE FINANCING
DOCUMENTS, APPROVING THE FORM AND DISTRIBUTION OF A
PRELIMINARY OFFICIAL STATEMENT, AN OFFICIAL NOTICE OF SALE
AND AN OFFICIAL BID FORM IN CONNECTION WITH THE OFFERING
AND SALE OF CERTIFICATES OF PARTICIPATION RELATING
THERETO, AND AUTHORIZING AND DIRECTING CERTAIN ACTIONS
WITH RESPECT THERETO
RESOLVED, by the City Council of the City of Anaheim, California (the "City"):
WHEREAS, the City, working together with the Anaheim Public Improvement
Corporation (the "Corporation"), is proposing to proceed with an installment sale
financing of certain public improvements; and
WHEREAS, in connection therewith, the City proposes to finance the acquisition
of certain recycling equipment (the "Project") and it is in the public interest and for the
public benefit that the City authorize and direct execution of an installment sale
agreement and certain other financing documents in connection therewith; and
WHEREAS, the financial advisor to the City has been directed to prepare a
preliminary official statement containing information material to the offering and sale of
the Certificates of Participation described below (the "Preliminary Official Statement")
and special legal counsel to the City has been directed to prepare a notice of sale (the
"Official Notice of Sale") and a bid form (the "Official Bid Form") relating to the sale of
the Certificates of Participation; and
WHEREAS, the documents specified below have been filed with the City, and the
members of the City Council, with the aid of the City staff, have reviewed said
documents;
NOW, THEREFORE, it is hereby ORDERED and DETERMINED, as follows:
Section 1. The below-enumerated documents be and are hereby approved, and
the Mayor, the City Manager and the Finance Director are hereby separately authorized
and directed to execute and deliver said documents for and in the name and on behalf
of the City, substantially in the form presented to the City Council at this meeting,
together with such changes, insertions and omissions as may be approved by such
official, such approval to be conclusively evidenced by the execution of such documents
by such official, and the City Clerk is hereby authorized and directed to attest to such
official's signature:
(a) an installment sale agreement relating to the financing of the Project,
between the Corporation, as seller, and the City, as purchaser (the "Installment
Sale Agreement"), so long as the stated term of the Installment Sale Agreement
does not exceed ten (10) years, so long as the principal amount of the Installment
Sale Agreement does not exceed $11,845,000;
(b) a trust agreement, by and among the City, the Corporation and a
trustee to be selected by the City (the "Trustee") (the "Trust Agreement"), relating
to the financing and the execution and delivery of certificates of participation
evidencing undivided fractional interests of the owners thereof in installment
payments to be made by the City under the Installment Sale Agreement (the
"Certificates of Participation"); and
(c) an operating agreement, by and between the City and Anaheim
Disposal, Inc. ("ADI"), setting forth the terms and conditions pursuant to which
ADI will operate the Project.
Section 2. The City's financial advisor, on behalf of the City and its City Clerk, is
authorized and directed to cause the Preliminary Official Statement, the Official Notice of
Sale and the Official Bid Form to be distributed to such municipal bond broker-dealers,
to such banking institutions and to such other persons as may be interested in
purchasing the Certificates therein offered for sale.
Section 3. The City Clerk is authorized and directed to execute the Official Notice
of Sale on behalf of the City and to call for bids for the sale of the Certificates.
Section 4. To the best of the City's knowledge, information and belief, the
Preliminary Official Statement contains no untrue statement of a material fact with
respect to the City or omits to state a material fact with respect to the City required to
be stated where necessary to make any statement made therein not misleading in the
light of the circumstances under which it was made.
Section 5. The Preliminary Official Statement is approved for distribution in
connection with the offering and sale of the Certificates of Participation.
Section 6. The Mayor, the City Manager, the Finance Director or any deputy or
assistant of the City Manager designated by the City Manager is authorized to approve
corrections and additions to the Preliminary Official Statement by supplement or
amendment thereto, or otherwise as appropriate, provided that any such corrections or
additions shall be necessary to cause the information contained therein to conform with
facts material to the Certificates of Participation, or to the proceedings of the City or
such corrections or additions are in form rather than in substance.
Section 7. The Mayor, the City Manager, the Finance Director or any deputy or
assistant of the City Manager designated by the City Manager is authorized and directed
to cause the Preliminary Official Statement to be brought into the form of a final official
statement (the "Final Official Statement") and to execute said Final Official Statement,
dated as of the date of the sale of the Certificates of Participation, for and in the name
and on behalf of the City, and a statement that the facts contained in the Final Official
Statement, and any supplement or amendment thereto (which shall be deemed an
original part thereof for the purpose of such statement) were, at the time of sale of the
Certificates of Participation, true and correct in all material respects and that the Final
Official Statement did not, on the date of sale of the Certificates of Participation, and
does not, as of the date of delivery of the Certificates of Participation, contain any untrue
statement of a material fact with respect to the City or omit to state material facts with
respect to the City required to be stated where necessary to make any statement made
therein not misleading in the light of the circumstances under which it was made. The
Mayor, the City Manager, the Finance Director or any deputy or assistant of the City
Manager designated by the City Manager shall take such further actions prior to the
signing of the Final Official Statement as are deemed necessary or appropriate to verify
the accuracy thereof.
Section& The Final Official Statement, when prepared, is approved for
distribution in connection with the offering and sale of the Certificates of Participation.
Section 9. Bids for the Certificates shall be received on Tuesday, July 18, 1989, at
10:00 a.m. (Pacific Time) and/or on such later date or dates and time or times as set
forth in the Official Notice of Sale, at the office of the City Clerk. The Certificates shall
be awarded to the bidder who submits the bid for the Certificates which results in the
lowest net interest cost to the City under the Installment Sale Agreement and which is
otherwise acceptable to the Mayor, the City Manager, the Finance Director or any deputy
or assistant of the City Manager designated by the City Manager, all to be determined in
accordance with the Official Notice of Sale. The Certificates will be awarded by
resolution if this City Council.
Section 10. The Mayor, the City Manager, the Finance Director, the City Clerk and
all other appropriate officials of the City are hereby authorized and directed to execute
such other agreements, documents and certificates as may be necessary to effect the
purposes of this resolution and the installment sale financing herein authorized.
Section 11. This Resolution shall take effect upon its adoption by this City
Council.
THE FOREGOING RESOLUTION is approved and adopted by the City Council of
the City of Anaheim this 27th day of June, 1989.
ATTEST:
CITY CLERK OF THE CITY OF ANAHEIM
-3-
CLERK
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss.
CITY OF ANAHEIM )
I, LEONORA N. SOHL, City Clerk of the City of Anaheim, do hereby certify that
the foregoing Resolution No. 89R-284 was introduced and adopted at a regular
meeting provided by law, of the City Council of the City of Anaheim held on
the 27th day of June, 1989, by the following vote of the members thereof:
AYES'
COUNCIL MEMBERS' Daly, Ehrle, Kaywood and Hunter
NOES'
COUNCIL MEMBERS' None
ABSENT' COUNCIL MEMBERS' Pickler
AND I FURTHER certify that the Mayor of the City of Anaheim signed said
Resolution No. 89R-284 on the 28th day of June, 1989.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the
City of Anaheim this 28th day of June, 1989.
CITY CLERK OF THE CITY OF
(SEAL)
I, LEONORA N. SOHL, City Clerk of the City of Anaheim, do hereby certify that
the foregoing is the original of Resolution No. 89R-284 duly passed and
adopted by the Anaheim City Council on June 27, 1989.
CITY CLERK OF THE CITY OF ANAHEIM