ARA-2006-010RESOLUTION NO. ARA- 2006 -010
A RESOLUTION OF THE GOVERNING BOARD OF THE ANAHEIM
REDEVELOPMENT AGENCY AUTHORIZING THAT CERTAIN NOTE
PURCHASE AGREEMENT IN AN AMOUNT UP TO $18,000,000 AND
AUTHORIZING THE EXECUTIVE DIRECTOR TO CARRY OUT SUCH
AGREEMENT; AND MAKING CERTAIN OTHER FINDINGS IN
CONNECTION THEREWITH
WHEREAS, the Anaheim Redevelopment Agency ( "Agency ") is a community
redevelopment agency duly created, established and authorized to transact business and exercise its
powers, all under and pursuant to the Community Redevelopment Law (Part 1 of Division 24
(commencing with Section 33000) of the Health and Safety Code of the State of California)
( "Redevelopment Law "), and the powers of the Agency include the power to borrow monies and
issue bonds for any of its corporate purposes, including authority pursuant to Sections 33671.5 and
Article 5 of Chapter 6 (commencing with Section 33640) of the Redevelopment Law; and
WHEREAS, on May 24, 2004, by Ordinance Nos. 5913, 5914, 5915, 5916, 5917 and 5918,
the City Council of the City of Anaheim ( "City Council ") adapted amendments to all of its existing
redevelopment project areas, including the Alpha Project, River Valley Project, Plaza Project,
West Anaheim Project, Commercial/Industrial Project, and the Stadium Project, to merge all such
constituent and component project areas into the Anaheim Merged Project (as amended, the
"Merged Project Area "); and
WHEREAS, the Merged Project Redevelopment Plan was further amended by Ordinance
No. 6034 adopted by the City Council on September 12, 2006 1 "Plan Extension Amendment ") as to
certain constituent parts of the Merged Project Area, specifically Alpha Project, River Valley Project,
Plaza Project, Commercial/Industrial Project, and the Brookhurst Area of the West Anaheim Project,
which together in such ordinance were defined as the "Affected Plans "; and
WHEREAS, the Plan Extension Amendment was undertaken and approved pursuant to and
in accordance with Section 33333.10(a)(1) and (2) of the Redevelopment Law and extended the time
limits on plan effectiveness and the repayment of indebtedness and receipt of tax increment revenues
by ten (10) years as to the Affected Plans of the Merged Project Area all in order to eliminate
existing blighting conditions and to increase, improve, and preserve affordable housing opportunities;
and
WHEREAS, the redevelopment plans for the Alpha Project, River Valley Project, Plaza
Project, West Anaheim Project, Commercial/Industrial Project, and Stadium Project have been
adopted and thereafter amended in compliance with all applicable requirements of the
Redevelopment Law and together comprise the redevelopment plan for the Merged Project Area (as
amended, the "Merged Project Redevelopment Plan "); and
WHEREAS, Agency is empowered to enter into agreements and to carry out redevelopment
projects and programs, including affordable housing projects and programs that improve, increase
and preserve the community's supply of housing for Moderate, Low, Very Low, and Extremely Low
Income households and families available at an affordable housing cost; and
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WHEREAS, in connection with consideration and approval of the Merged Project Area,
Agency and City Council made findings, reaffirmed and determined that improving, increasing,
and/or preserving affordable housing, including the construction and development thereof, is of
benefit to the Merged Project Area and all constituent parts thereof whether such housing is located
within and/or outside the boundaries of the Merged Project Area; and
WHEREAS, concurrent with or prior to Agency's consideration and action on this
Resolution, Agency and City Council, acting as the legislative body of Agency, have considered and
approved a Disposition and Development Agreement ( "DDA ") between Agency and Brookfield
Olive Street, LLC, a California limited liability company ( "Developer "), for the development of a
housing project on several parcels comprising approximately 15 acres that will include both
affordable and market units (approximately 300 total units), appurtenant public street improvements,
public park/open space uses, and other public uses /purposes ( "Project "); and
WHEREAS, the DDA will effectuate the goals and objectives of the Merged Project
Redevelopment Plan and Merged Project Area and the Agency's current five -year Implementation
Plan for the Merged Project Area adopted pursuant to Section 33490 of the Redevelopment Law; and
WHEREAS, the DDA, and the City Counsel resolution relating to the DDA are on file with
the Agency Secretary/City Clerk and is incorporated herein by this reference; and
WHEREAS, in connection with planning for consideration and action by the Agency and
City Council on the DDA, including funding therefor, the Project was evaluated pursuant to the
California Environmental Quality Act, Public Resources Code Section 21000, et seq., and
implementing Guidelines set forth in 14 Cal. Code of Regs, Section 15000, et seq.) (together,
"CEQA "); and
WHEREAS, the City previously adopted and certified the Anaheim General Plan and
Zoning Code Update Environmental Impact Report No. 330 ( "General Plan Update EIR ") in
connection with the City's General Plan update in 2004 (as updated, the "General Plan "); and
WHEREAS, the General Plan Update EIR is a Program EIR under CEQA, addresses the
environmental impacts from the City's ultimate build -out, considering maximum densities and the
effects thereof, and establishing a mitigation monitoring program which requires, among other tasks,
subsequent focused studies and the implementation of mitigation measures where required; and
WHEREAS, pursuant to the resolutions of Agency and City Council in their approval of the
DDA, the Agency has made the necessary findings pursuant to CEQA determining that the Project,
inclusive of the DDA and funding therefor, is within the scope of the activities addressed in the
General Plan Update EIR and such General Plan Update EIR adequately describes the Project for
purposes of CEQA because (i) the General Plan Update EIR is a Program EIR, (ii) the Project is
consistent with the General Plan, (iii) the Project presents no new environmental effects which could
occur that were not examined in the General Plan Update EIR, and (iv) there is no new information
to suggest that new mitigation measures would be required for the Project; and
WHEREAS, in order to carry out the DDA and Project, Agency desires to borrow monies
from Citigroup Global Markets, Inc. or one of its affiliates ( "Bank ") in a principal amount of up to
Eighteen Million Dollars ($18,000,000.00) evidenced by a note ( "Note ") pursuant to a Note Purchase
Agreement between Agency and Bank ( "Note Purchase Agreement ") to provide funds to assist in the
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financing of the Project and for other redevelopment purposes, including costs and expenses payable
from the Agency's Low and Moderate Income Housing Fund pursuant to Sections 33334.2, et seq.,
33334.6, et seq., and 33413 and costs and expenses payable from Agency non - housing tax increment
monies and other Agency revenues; and
WHEREAS, the Note Purchase Agreement establishes the basic terms and conditions under
which Bank will purchase and by which Agency will issue the Note in a principal amount up to
$18,000,000, which Note will be secured by a pledge of tax increment revenues, including (as to a
portion of the borrowing) the portion thereof chargeable to the Agency's Low and Moderate Income
Housing Fund generated by the Merged Project Area, subject to pre- existing claims, pledges, and
obligations on such tax increment and such other claims, pledges, and obligations as in the
reasonable judgment of the City's Executive Director of Community Development and Agency's
Executive Director ( "Executive Director ") determines are necessary and appropriate, all subject to
delivery of the Note Purchase Agreement and related closing documents and/or required in
implementation of such Note purchase, including payment of fees and other costs as may be payable
from the proceeds thereof; and
WHEREAS, capitalized terms used in this Resolution are as defined in the Note Purchase
Agreement, or as referenced from the DDA, unless otherwise defined herein; and
WHEREAS, based upon consultation with Special Counsel, the Agency hereby finds and
determines that the interest on the Note shall be subject to federal income taxation and that the Note
may be entered into directly with the Bank pursuant to Section 5903 of the California Government
Code, and the Note will constitute "bonds" of the Agency entered into pursuant to Article 5 of
Chapter 6 of the Redevelopment Law; and
WHEREAS, the Project and Note Purchase Agreement are in the best interest of the Agency
and the City of Anaheim, and the health, safety and welfare of its residents, and is of benefit to the
Agency and its Merged Project Area and is contemplated by the Agency's Implementation Plan for
the Merged Project Area adopted and in place pursuant to Section 33490 of the Redevelopment Law.
NOW, THEREFORE, BE IT RESOLVED, DETERMINED, AND ORDERED BY THE
ANAHEIM REDEVELOPMENT AGENCY:
Section 1 . The foregoing Recitals are true and correct and are a substantive part of this
Resolution. The Agency hereby finds and determines that not less than $2.88 million of the proceeds
of the loan will be properly chargeable to valid expenditures of the Low and Moderate Income
Housing Fund for the Merged Project Area, and that expenditure of such Note proceeds inside or
outside of the Merged Project Area, for the Project or otherwise, is of benefit to the Merged Project
Area.
Section 2 . The Agency's findings and determination pursuant to CEQA as set forth and
made in the resolution approving the DDA are the CEQA findings and determination for the Note
Purchase Agreement which actions will be in implementation of the DDA.
Section 3 . The entering into of the Note Purchase Agreement and the delivery of the
Note by the Agency to Bank, in order to fulfill Agency's obligations and objectives under Sections
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33334.2, 33334.6, 33413 and 33490 of the Redevelopment Law to pay costs in connection with the
issuance of the Note Purchase Agreement and Note, all of which constitute a "redevelopment
activity," as such term is defined in Health and Safety Code Section 33678, are hereby authorized
and approved.
Section 4 . The Agency hereby approves the Note Purchase Agreement and the issuance
of the Note and authorizes and directs the Executive Director, City Attorney, Special Counsel, and
any other appropriate official of the Agency, and the authorized designees of any of them (together,
"Designees "), to complete negotiations of, and to enter into, the Note Purchase Agreement between
Agency, as borrower, and Bank, as lender, with the final form of such Note Purchase Agreement and
Note subject to the approval of the Executive Director and Agency Counsel. Said Note Purchase
Agreement shall include provisions and shall conform substantially to the form thereof submitted at
this meeting and this Resolution and such other material terms as in the judgment of the Executive
Director are reasonably necessary and appropriate to obtain the loan represented by the Note in the
amount and time required, subject to and provided that (a) the principal amount of the Note does not
exceed $18,000,000.00, (b) the interest rate for said borrowing does not exceed the rate or rates set
forth in the Note Purchase Agreement (and the stated interest rate for the Initial Note Rate Period
shall in no event exceed seven percent (7 %) per annum), (c) the term of the Note is between one (1)
year and five (5) years, and (d) debt is secured by an unsecured promise to pay or pledge of tax
increment revenues including (as to the percentage described in Section 1 hereof), the portion thereof
chargeable to the Agency's Low and Moderate Income Housing Fund generated by the Merged
Project Area, subject to existing claims, pledges, and obligations on such tax increment having a
prior lien on such tax increment and such other claims, pledges, and obligations that Executive
Director (in her reasonable judgment) determines are necessary and appropriate.
Section 5 . The Agency Chairman and Agency Secretary /City Clerk are hereby
authorized to execute and attest the final Note Purchase Agreement and Note, including any related
attachments, on behalf of the Agency, their execution and attestation thereof to constitute conclusive
evidence of the Agency's approval of the terms thereof in accordance with this Resolution. Copies
of the final Note Purchase Agreement, when duly executed and attested, shall be placed on file in the
office of the City Clerk. Further, Executive Director (or her duly authorized representative) is
authorized to implement the Note Purchase Agreement and take all further actions and execute all
documents referenced therein and/or necessary and appropriate to carry out the transactions
represented by the Note and the Note Purchase Agreement as provided for therein, and the Agency
Secretary/City Clerk is authorized to attest to such documents. The Executive Director (or her duly
authorized representative) is hereby authorized, to the extent necessary during the implementation of
the Note Purchase Agreement, to make technical or minor changes and interpretations thereto after
execution, as necessary, to properly implement and carry out the Note Purchase Agreement, provided
any and all such changes shall not in any manner materially affect the rights and obligations of
Agency or the maximum funding provided under the final Note Purchase Agreement.
Section 6 . In addition to the authorization of Sections 4 and 5 above, Executive Director
(or her duly authorized representative) and Agency Secretary/City Clerk are hereby authorized, on
behalf of Agency, to sign all other documents necessary or appropriate to carry out and implement
Note Purchase Agreement and any implementing agreements or documents., including causing the
issuance of warrants in implementation thereto, and to administer Agency's obligations,
responsibilities and duties to be performed under the Note Purchase Agreemr ent. Stradling Yocca
Carlson & Rauth is confirmed to act as Special Counsel to the Agency in connection with the Note
on the terms set forth in the letter proposal on file with the Executive Director
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Section 7 . Agency Secretary shall certify to the adoption of this Resolution.
Section 8 . This Resolution shall take effect upon adoption.
0 tober
PASSED, APPROVED AND ADOPTED this 1 7 day o , 2006 by the following roll
call vote:
AYES: Chairman Pringle, Agency Members Chavez, Hernandez, Sidhu, Galloway.
NOES: None
ABSENT: None
ABSTAIN: None
ATTEST:
CATHY GODOY
AG ICY SECRE Y
CktIR16rk
APPR AS TO FORM:
JACK; . W TE, CITY ATTORNEY
JobA 13: Woodhead, A'
As ist4nt City Attorney
ANAHEI DEVELOPM AGENCY
By:
Chairman
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STATE OF CALIFORNIA
COUNTY OF ORANGE
CITY OF ANAHEIM
I, Cathy Godoy Secretary of the Anaheim Redevelopment Agency, do hereby certify that
the foregoing Resolution No. ARA2006 -010 was introduced and adopted at a regular
meeting provided by the law of the Anaheim Redevelopment Agency held on the 17
day of October 2006.
ANAHEM REDEVE O MENT AGENCY
By.
az&
Agen Secretary
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