92-126 RESOLUTION NO. 92R-126
A RESOLUTION OF THE CITY COUNCIL OF
THE CITY OF ANAHEIM, CALIFORNIA,
ADOPTING THE COMMUNITY FACILITIES
DISTRICT NO. 1989-3 (THE SUMMIT)
ANNUAL APPROPRIATIONS LIMIT FOR THE
FISCAL YEAR 1992/93.
WHEREAS, the voters of California on November 6, 1977,
added Article XIII B to the State Constitution placing various
limitations on the appropriations of the state and local
governments; and
WHEREAS, Article XIII B of the State Constitution
provides that the appropriations limit for fiscal year 1992/93 is
calculated by adjusting the 1991/92 fiscal appropriations limit
for changes in the cost of living and population except as
otherwise provided in said Article XIII B; and
WHEREAS, the information necessary for making these
adjustments is attached in Exhibits A through G; and
WHEREAS, the City of Anaheim has complied with all the
provisions of Article XIII B of the State Constitution in
detremining the Community Facilities District No. 1989-3 (The
Summit) appropriations limit for fiscal year 1992/93.
NOW, THEREFORE, BE IT RESOLVED by the City Council of
the City of Anaheim that the Community Facilities District No.
1989-3 (The Summit) appropriations limit for fiscal year 1992/93
be established in the amount of $123,768,464.00.
BE IT FURTHER RESOLVED that the city Council of the
City of Anaheim, by recorded vote of the City Council adopting
this resolution, hereby determines and selects that, with regard
to fiscal year 1992/93 and the calculations specified herein for
such fiscal year, the term "change in the cost of living" for
purposes of Section 8(e) (2) of Article XIII B of the Constitution
of the State of California shall mean the percentage change in
California per capita personal income from the preceding year.
BE IT FURTHER RESOLVED that the city Council of the
City of Anaheim, by recorded vote of the City Council adopting
this resolution, hereby determines and chooses that, with regard
to fiscal year 1992/93 and the calculations specified herein for
such fiscal year, the term "change in population" for purposes of
Article XIII B of the Constitution of the State of California and
Division 9 of Article 1 of the Government Code of the State of
California shall mean the change in population within the County
of Orange.
BE IT FURTHER RESOLVED that said appropriations limit
herein established may be changed as deemed necessary by
resolution of the City Council.
THE FOREGOING RESOLUTION is approved and adopted by the
City Council of the City of Anaheim this 16th day of
June, 1992 y~~
ATTEST:
CITY CLERK OF THE CiTY OF ANAHEIM
JLW:lm
-2-
I:\DOCS\ORDRES\SUMMIT
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss.
CITY OF ANAHEIM )
I, LEONORA N. SOHL, City Clerk of the City of Anaheim, do hereby certify that the foregoing Resolution No. 92R-126
was introduced and adopted at a regular meeting provided by law, of the Anaheim City Council held on the 16th
day of June, 1992, by the following vote of the members thereof:
AYES: COUNCIL MEMBERS: Simpson, Ehrle, Pickler, Daly and Hunter
NOES: COUNCIL MEMBERS: None
ABSENT: COUNCIL MEMBERS: None
AND I FURTHER CERTIFY that the Mayor of the City of Anaheim signed said Resolution No. 92R-126 on the 17th ~
day of June, 1992.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the City of Anaheim this 17th
day of June, 1992,
CITY CLERK OF THE CiTY OF ANAHEIM
(SEAL)
I, LEO,~{ORA N. SOHL, City Clerk of the City of Anaheim, do hereby certify that the foregoing is the original of
Resolution No. 92R-126 duly passed and adopted by the City Council of the City of Anaheim on June 16, 1992.
CITY CLERK OF THE CITY OF ANAHEIM
CITY OF ANAHEIM
COMMUNITY FACILITIES DISTRICT NO. 1989-3 (THE SUMMIT)
APPROPRIATIONS LIMIT
FOR THE FISCAL YEAR COMMENCING JULY 1, 1992 AND ENDING JUNE 30, 1993
DATE: 22-May-92
EXHIBIT A
1992/93 APPROPRIATIONS LIMIT
COMMUNITY FACILITIES DISTRICT NO. 1989-3 (THE SUMMIT)
CALCULATIONS AND COMPARISON OF APPROPRIATIONS SUBJECT TO LIMIT
FY 1991/92 Adopted Appropriations Limit $'121,566,323
Adjustment Factor 1.0181
FY 1992/93 Appropriations Limit $123,768,464
FY 1992/93 Appropriations Limit $123,768,464
FY 1992/93 Appropriations Subject To Limit 166,723
FY 1992/93 Appropriations Limit Margin $123,601,741
FY 1992/93 Appropriations Limit Margin, As a Percent of Limit 99.9%
PAGE -1-
DATE: 22-May-92
EXHIBIT B
1992/93 APPROPRIATIONS LIMIT
COMMUNITY FACILITIES DISTRICT NO, 1989-3 (TILE SUMMIT)
ADJUSTMENT FACTORS
POPULATION - Selected Factor: County Population Growth
Population count provided by the
State Finance Department 2,496,620
Population percent change pursuant
to Sections 2227 and 2228 of the
Revenue and Taxation Code 2.47%
PRICE FACTOR - Selected Factor:
California Per Capita Personal Income Growth -0.64%
POPULATION AND PRICE FACTOR
CONVERTED TO AN ADJUSTMENT FACTOR
Population: 2.16%, Converted to a factor 1.0247
Calif Per Cap Income -.64%, Converted to a factor 0.9936
Ratio of change: 1.0216 X (1.0064) = 1.0181
PAGE-2-
DATE: 21-May-92
EXHIBIT C
1992/93 APPROPRIATIONS LIMIT
COMMUNITY FACILITIES DISTRICT NO. 1989-3 (THE SUMMIT)
APPROPRIATIONS SUBJECT TO LIMIT CALCULATION
Total All Revenues $1,026,151
Reduce by Non-Proceeds of Taxes 0 $1,026,151
Add User Fees in Excess of Costs 0 1,026,151
Add User Fees in Replacement of Taxes 0 1,026,151
Subtract Debt Service Appropriations 859,428 166,723
Total All Appropriations $1,026,151
Reduce by Non-Proceeds of Taxes 0 $1,026,151
Subtract Debt Service Appropriations 859,428 166,723
Appropriations Subject to Limit $166,723
PAGE -1 -
DATE: 21-May-92
EXHIBIT D
1992/93 APPROPRIATIONS LIMIT
COMMUNITY FACILITIES DISTRICT NO. 1989-3 (THE SUMMIT)
PROCEEDS OF TAXES CALCULATION
PROCEEDS NON-PROCEEDS
OF TAXES OF TAXES TOTAL
Taxes $1,026,151 0 $1,026,151
State Subventions 0 0 0
Se~'ice Charges 0 0 0
Permit Fees 0 0 0
Fines and For[eitures 0 0 0
Rentals 0 0 0
Sales 0 0 0
Refunds and Reimbursements 0 0 0
Internal Service Charges 0 0 0
Federal and County Subventions 0 0 0
Contributions 0 0 0
Subtotal $1,026,15 'i $0 $1,026,151
Interest 0 0 0
Tolal $1,026,151 $0 $1,026,151
Total
$1,026,151
GANSUM93
PAGE -1-
DATE: 19-May-9~
ED(HIBIT E
T~J(ES
STATE SERVICE PERMIT F~NES &
GP~NO TOTAL
GANSUM93
TEXT Ol" GANN SI'ENL)IN(;-I,IMITATION INITIATIVE EXHIBIT F
LIMITATION OF GOVFRNMENT APPP, OPRIATIONS. INI'?IATIVE CONSTITUTIONAl,
AMF. NDMENT. '~tablishes and defines anmml aiq)roprintion linlils on state nml local
governmental entities based on artmini appropriations for prior fiscal year. Requires
adjustments for changes in east of living, population and other specified factors.
Appropriation limits may be established or temporarily changed by electorate. Requires
revenues received in excess of appropriations permitted by this measure to be returned by
revision of tax rates or fee schedules within two fiscal years next following year excess
created. With exceptions, provides for reimbursement of local governments for new
programs or higher level of services mandated by state. Financial Impart:
Indeterminable.
ARTICLE XIII B.
Sec. 1. The total annual appropriations subject to limitation of the state and of each
local government shall not exceed the appropriations limit of such entity of government
for the prior year adjusted for changes in the cost of living and population except as
otherwise provided in this Article.
See. 2. Revenues received by any entity of government in excess of that amount
which is appropriated by such entity in compliance with this Article during the fiscal year
shall be returned by a revision of tax rates or fee schedules within the next two
subsequent fiscal years.
See. 3. The appropriations limit for any fiscal year pursuant to Sec. I shall be
adjusted as follows:
(a) In the event that the financial responsibility of providing services is
transferred, in whole or in part, whether by annexation, incorporation or otherwise, from
one entity o~ government to snother, then for the year in which such transfer becomes
effective the appropriations limit of the transfarce entity shall be increased by such
reasonable amount as the said entities shall mutually agree and the appropriations litnit of
the transferor entity shall be decreased by the same amount.
(b) In the event that the financial responsibility of providing services is
transferred, in whole or in part, from an entity of government to a private entity, or the
financial source for the provision of services is transferred, in whole or in part, from other
rayannas of .n entity of govermnent, to regulatory licenses, user charges or user fees,
then for the year of such transfer the appropriations limit of such entity of government
shall be decreased accordingly.
(e) In the event of an emergency, the appropriation limit may be exceeded
provided that the appropriation limits in the following three years are reduced accordingly
to prevent un aggregate increase in appropriations resulting from the emergency.
Sec. 4. The appropriations limit imposed on any new or existing entity of
government by this Article m~y be established or changed by the electors of such entity,
subject to and in conformity with constitutiomll and statutory voting requirements. The
durution of any such change shall be as determined by said electors, but shall in no everit
exceed four years from lira most recent vote of said electors creating or cantinning such
change.
1of 3
~' { EXHIBIT F
Sec. 5. £ach cnt~v of ~,~vernmc,d n,ay est.~t)lish Such contingency, ~mergcncy,
r~Bgonable ~nd proper. ~o~ributions to tiny such
contributions are derived from the pro*'eeds Of tuxc:q 5hal~ for purposes of thix Artrole
constitute ~ppropriations ~ubject to ]imitnlnm iu Ihc year of eonlrinution. Ncitlmr
withdnlwaJs from ~ny SHah [U~;J, nor ~xpenditures ol (or nutl,orizalion~ to n~p~md)
See. 6. Whenever the ]=c~J~J~i[tlre m' a~ly ~lale agency mundate~ a new proEram or
hi~her level o~ service on ~lly lo~l ~Overnmenl, file shire sh~ll provide
Illntis [o reimburse such Jo~aJ ~ovcrnment [,~r lhe costs or such procrum or increased level
i~f servh:e, exeep[ that the I,e~JsJature ruby. bl;~ need not, provide such subvention
funds for the followinK m~ndale~;;
(a) Leffislalive mandates requested by tile local a~eney affected;
(b) 'l:eEislaLion defJnin~ a new crime or ehan~in~
crime; or
(e) l.e~isl. tive mand.tes ernieLed prior ~o ~anuary 1, ~975, or exeeuti~le orders
or reKuJations initially imptementin~ leviMarion enacted prior to January 1, 1975.
S~e. 7. Nothing in this Article shall be construed to impair the ablility of the ~:late
or of any local government to meet its o~ligations with respect to existing or future
bonded indebtedness.
See. 8. As used in this Artiele and except as etherwise expressly provided herein:
{a) "Appropriations subject to hmitation" of the state shall mean any
authorization to ex~nd during a fiscal year tl~e proceeds of taxes levied by or foc the
state, exclusive of state subventions for the use and operation or local government (other
titan subventions made pnrsuant to Section fi of fids Article) and forther exclusive
refunds of taxes, benefit payments from retirement, unemployment insurance and
disability insurance funds;
(b) "Appropriations subject to limitation" of an eolity of local government
shall mean any authorization to expend during a fiscal year the proceeds of taxes levied by
or for that entity and the proceeds of state subventions to that entity {other than
subventions made pursuant to Section ~ of this Article) exclusive of refunds or taxes;
(c) "Proceeds of taxes" shall include, but not be restricted to, all tax revenues
sad the proceeds to an entity of government, from (i) regulatory licenses, user charges,
and user fees to tho extent that such proceeds exceed the costs reasonably borne by
entity in providing the regulation, product, or service, and (ii) the investment of tax
revenues. With respect to any local goveenment, "proceeds or t~xes" shall include
aobventious received from the state, other tlmn pursn:ull to Section 6 o~ this Attic}e, and,
with respect to the state, proceeds of taxes sb&11 exclude such subventions;
fd) "l,oeal gow~cnment" stroll mo~ln any city,. county, city and county, school
district, spe(nal district, authurity, or oilier pelitieal subdivision of o~' within the state;
0:) "C)o~t oJ' living" ~:tmll In~11~ lhc t~oBStll/lei' Price Index for the United States
as reported by lht' United St~ltes I)ep~trtlnenl or LaboJ, or successor affeney of the United
~tutes (]overlnnent; pcovide~, however, lipit for purposes of Section 1, the eh,mge if, cost
of living from tile preceding year slp~]l in no event exceed the glutnEe in C~lli[ornis per
capita personal income h'om said prceeding year;
2 of 3
EXHIBIT F
(f) "PopubJtjon" of liuy entity of g,~vi,rlunl:rll, oil,or' tt,m~ J, school Ihstl'Jc[, sliM]
be determilled by a method prescribed by the
determination shall be revised, as flcress~ry, to reflect the perradio ecnxu~ conducted by
the Ullilcd St~les I)cl)artmenl of (~ommerce, or
(]ovcrnnlcut. The population of lilly ~chool
daily attendance us determined by ~ method prescribetl by the l.cglshJture;
(g) "l)cbt service" shMI mc~n appropriations required to pay the east of
interest and redemption charges, including the funding of any reserve or sinking fund
required in connection therewith, on indebtedness existing or legally authorized as of
January 1, 1979 or on bonded indebtedness thereafter approved according to law by u vote
of the electors of the issuing entity voting in an election for such purpose.
(h) The "appropriations limit" of each entity of government for each fiscal
year shall be that amount wld.eh total annum appropriations subject to limitation m~y not
exceed under'Section 1 and Section 3; provided, however, that the "~ppropriations limit"
of each entity of government for fiscal year 1978-79 shall be the total of the
appropriations subject to limitation of such entity for that fiscal year. For fiscal year
1978-79, state subventions to local governments, exclusive of federal grants, shah be
deemed to have been derived from tl~e proceeds of state taxes.
(i) Except as otherwise provided in Section 5, "appropriations subject to
limitation" shall not iaetude local agency loan funds or indebtedness funds, investment (or
autlmrizutions to invest) ftmds of the
accounts at banks or savings and 1o~n associations or in liquid seeuPities.
See. 9. "Appropriations subject to limitation" for each entity of government shall
not include:
(a) Debt service.
(b) Appropriations required for purposes of earnplying with mandates of the
courts or the fadevol government which, without discretion, require an expenditure for
additional services or which unavoidably make the providing of existing services more
costly.
(e) Appropriations of any special district which existed on January 1, 1978,
and which did not as of the 1977-78 fiscal year levy an ad valorem tax on property in
excess of 12t cents per $100 of assessed wlue; or the appropriations of any special
district then exiMing or thereafter ereMad by a vote of the people, which is totally funded
by other then the proceeds of taxes.
Sec. 10. This Article shall be effective commencing with the first day of the fiscal
year following i~s adoption.
See. II. If any appropriation m~tegm'y shMl be added to or removed from
uppropriMMns subject to lindt~,tion, ptwsuunt to final judgment of any eou~'t of competent
jurisdiction and ~my upl~eM therefrom, tim appropriations limit shMl t)e adjusted
accordingly. If ~my section, p~,rt, ebb use or phrase in this Article is for any reason held
invalid or tmcot~stitutiomd, the remaining portions of this &'tiele slmll not be affected but
sh:dl remain in full force ~m(I effect.
3 of 3
EXII[ BIT G
DEPARTMENT OF FINANCE ~
gl5 L STREET
$ACFiAMENTO. CA 95~1,~4998
May 1, 1992
PRICE AND POPULATION DATA FOR LOCAL JURISDICTIONS
Appropriations Limit
Arti'cle XIII B of the California Constitution specifies that appropriations made
by State and local governments may increase annually by a factor comprised of the
change in population combined with either the change in California per capita
personal income or the change in the local assessment roll due to local
nonresidential construction.
The Department of Finance is mandated to provide the population and California
per capita personal income change data for local jurisdictions to calculate their
appropriation limits. The change in the local assessment roll due to local
nonresidential construction may be obtained from your county Assessor. The
enclosures contain price and population factors for setting your 1992-93
appropriation limit.
Enclosure I provides the change in California's per capita personal income price
factor. An example of how to utilize this price factor and the population
percentage change factor in calculating your 1992-93 limit is included.
Enclosure II provides the population percentage change factors for cities and
counties.
Enclosure IIA provides the population percentage change factor for counties and
for the total incorporated population of each county.
These population percentage changes were prepared pursuant to Sections 2227 and
2228 of the Revenue and Taxation Code and are calculated as of January 1, 1992.
Section 2227 specifies that state mental institutions, federal military bases and
state and federal prisons be excluded from the percentage change calculations.
Population Factors for Cities and Counties
Cities and counties should consult Section 7901 of the Government Code for the
various population factors that may be used for purposes of change in population.
Population Factors for Special Districts
Special districts should consult Section 7901 of the Government Code and Section
2228 of the Revenue and Taxation Code for the various population factors that may
be used for purposes of change in population.
EXIIIB [T d
May 1, 1992
Page Z
Article XIII B, Section 9(c) states that special districts in existence on
January 1, 1978, which levied a tax of 12-1/2 cents or less per $100 assessed
value on property within their boundaries as of the 1977-78 fiscal year are
permanently exempt from establishing appropriation limits. In addition, any
special districts in existence or created thereafter whose sole funding source
is from nonproceeds of taxes are also exempt. Therefore, special districts which
meet either of these two tests do not need to establish appropriation limits.
This letter may be received by special districts, which were exempt from
establishing appropriation limits by Article XIII B, Section 9(c). Receipt of
this letter should not be construed as a requirement by the Department of Finance
to establish an appropriation limit.
Certification
The certification program applies to cities and counties only and does not apply
to special districts.
Sections 11005.6 and 30462.1 of the Revenue and Taxation Code, Section 21022
Streets and Highways Code, and Section 38421 Vehicle Code specify that if a
Department of Finance population estimate is greater than the current certified
population the Department shall automatically file a certified copy with the
Controller not less than 25 days nor more than 30 days after completion of the
estimate. The Department will certify the higher estimate unless a written
request not to certify is received by the Department from the city or county
within 25 days of the completion of the estimate. A city or county requesting
'that their higher estimate not be certified will remain at the current certified
population.
The Department of Finance will not certify a population estimate that is lower
'than the current certified population unless requested to do so by a city or a
county. The request for certification must be received by the Department on or
before June I, 1992.
Further Information
Questions regarding per capita income data should be referred to the Economic
Research Unit at (916) 322-2263. Questions concerning population should be
directed to the Demographic Research Unit at (916) 322-4651.
Sincerely,
Enclosures
l':XllI B I T C
Enclosure I
A. Price Factor: Article XIII B specifies that local jurisdictions
select their cost-of-living factor to compute their appropriation
limit by a vote of their governing body. Local jurisdictions may
select either the percentage change in California per capita
personal income or the percentage change in the local assessment
roll due to the addition of local nonresidential new construction.
If the percentage change in per capita personal income is selected,
the percentage changes to be used in setting 1992-93 appropriation
limit are:
Per Capita Personal Income
Fiscal Percentage change
Year (FY) over prior year
1992-93 -0.64
Following is an example using sample population changes and the
changes in California per capita personal income as growth factors
in computing a 1992-93 appropriations limit.*
1992-93:
Per Capita Change = -0.64 percent
Population Change - 2.27 percent
Per Capita converted to a ratio: -0.64 + 100 : 0.9936
100
Population converted to a ratio: 2.27 + 100 = 1.0227
100
Calculation of factor for FY 92-93: 0.9936 x 1.0227 = 1.0162
* Conversion of the factor to a ratio eliminates minus numbers.
EXII[HI'[' (; ENCLOSURE II
ANNUAL PERCENTAGE CHANGE IN POPULATION MINUS EXCLUSIONS~ JANUARY I, 1991 DATE PRINTEO
TO JANUARY ), )992 ANO TOTAL POPULATION JANUARY ), )992, 04/27/92
POPULATION MINUS EXCLUSIONS
POPULATION
ANNUAL TOTAL
COUNTY PERCENT CHANGE POPULATION
CITY 1991 TO 1992 l-l-gl 1-1-92 I-1-92
ORANGE
ANAHEIM 2.38 272,912 279,NO8 279,408
8REA 1.94 32,889 33,528 33,528
BUENA P'ARK 1.68 69,652 70,822 70,822
COSTA MESA 1.37 96,137 97,450 98,542
CYPRESS 4.05 42,496 44,218 44,218
DANA POINT 2.27 32,N29 33,165 33,165
FOUNTAIN VALLEY 0.70 53,480 53,853 53,853
FULLERTON 1.71 1;5,N50 117,424 117,424
GARDEN GROVE 2.31 144,715 148,O65 148,O65
HUNTINGTON BEACH 1.43 182,353 184,962 184,962
IRVINE 2.54 111,517 114,346 114,346
LAGUNA BEACH 2.33 23,384 23,929 23,929
LAGUNA NIGUEL 5.51 47,585 50,209 50,209
LA HABRA 1.68 51,508 52,374 52,374
LA PALMA 1.26 15,402 15,596 15,596
LOS ALAMITOS 3.11 10,798 11,134 12,180
MISSION VIEJO 2.4I 73,547 75,319 75,319
NEWPORT BEACH 1.40 67,135 68,O74 68,O74
ORANGE 1.80 112,466 114,489 114,489
PLACENTIA l.~O 41,254 41,831 41,831
SAN CLEMENTE 2.68 42,O44 43,172 43,172
SAN JUAN CAPISTRANO 2.56 26,762 27,448 27,448
SAHTA ANA 1.75 299,61i 304,857 304,857
SEAL BEACH 1.45 24,220 24,571 25,487
STANTON 2.00 30,752 31,367 31,367
TUSTIN 6.15 45,794 48,612 54,739
VILLA PARK 1.12 6,262 6,332 6,332
WESTMINSTER 1.55 78,718 79,937 79,937
-YORBA LINDA 2.50 53,714 55,055 55,055
'UNIN'CORPORATED 5-85 231,519 245,O73 251,470
ORANGE COUNTY
2.47 2,436,505 2,496,620 2,512,198
EXCLUSIONS INCLUDE STATE MENTAL INSTITUTIONS, FEDERAL MILITARY BASES AND STATE
AND FEDERAL PRISONS.
PAGE 1