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93-061 CITY OF ANAHEIM RESOLUTION NO. 93R- 61 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ANAHEIM, CALIFORNIA AUTHORIZING (I) THE INVITATION OF PROPOSALS FOR THE PURCHASE OF (A) NOT TO EXCEED $140,000,000 AGGREGATE PRINCIPAL AMOUNT OF ELECTRIC SYSTEM CERTIFICATES OF PARTICIPATION OF SAID CITYAND (B) NOT TO EXCEED $71,000,000 AGGREGATE PRINCIPAL AMOUNT OF ELECTRIC REVENUE BONDS, 1993 SERIES; (II) ONE OR MORE NOTICES INVITING BIDS RELATING TO THE CERTIFICATES AND ONE OR MORE NOTICES OF INTENTION TO SELL CERTIFICATES; (III) A NOTICE INVITING BIDS RELATING TO THE BONDS AND A NOTICE OF INTENTION TO SELL BONDS; AND (IV) THE DELIVERY OF ONE OR MORE PRELIMINARY OFFICIAL STATEMENTS WHEREAS, this City Council deems it necessary and proper that proposals be invited for the purchase of not to exceed $140,000,000 aggregate principal amount of refunding and/or new money Electric System Certificates of Participation (the "Certificates") of the City of Anaheim, California (the "City"), and that the Certificates be sold in the manner described below; WHEREAS, this City Council deems it necessary and proper that proposals be invited for the purchase of not to exceed $71,000,000 aggregate principal amount of refunding Electric Revenue Bonds, 1993 Series (the "Bonds") of the city, and that the Bonds be sold in the manner described below; NOW, THEREFORE, the city Council of the City of Anaheim, California, DOES HEREBY RESOLVE, DETERMINE AND ORDER as follows: SECTION 1. Sealed proposals for the purchase of the Certificates shall be received by the Public Utilities General Manager or the Public Utilities Financial Services Manager of the City (the "Manager") at the date, time and place provided for in a Notice Inviting Bids for the Certificates or at such other dates and times as shall be determined by the Manager. SECTION 2. The Manager is hereby authorized to approve one or more Notices Inviting Bids for the Certificates (such approval to be conclusively evidenced by the distribution thereof) . The Manager is hereby authorized to sell the refunding portion of the Certificates on the same date as the new money portion of the Certificates, or on such other date as the Manager shall determine. LA01 \1080\427.6 The City Clerk is hereby authorized and directed to cause the Notice(s) Inviting Bids for the Certificates to be distributed to prospective bidders for the Certificates upon their request. SECTION 3. The Manager is hereby authorized to approve one or more Notices of Intention to Sell Certificates (such approval to be conclusively evidenced by the distribution thereof). The City Clerk is hereby authorized and directed to cause one or more Notice(s) of Intention to Sell Certificates to be distributed to prospective bidders for the Certificates upon their request. The city's distribution of the Notice(s) of Intention to Sell Certificates shall constitute the City's notice of a public sale and the city shall not be required to provide notice pursuant to Section 53692 of the California Government Code. SECTION 4. The Manager may withdraw or modify the Notice(s) Inviting Bids for the Certificates and the Notice(s) of Intention to Sell Certificates, or either, at any time by notice published via Munifacts wire or other means determined by the Manager to be reasonably calculated to reach potential bidders for the Certificates. If the Manager should withdraw the Notice(s) Inviting Bids for the Certificates or the Notice(s) of Intention to Sell Certificates at any time before the Certificates are awarded, and should at a later date determine that it is desirable to receive bids for the Certificates, then the City Clerk is hereby authorized to redistribute the Notice(s) Inviting Bids for the Certificates and the Notice(s) of Intention to Sell Certificates with such modifications or revisions as are approved by the Manager. SECTION 5. The Manager is hereby authorized to approve one or more Preliminary Official Statement relating to the Certificates (such approval to be conclusively evidenced by the delivery thereof) (the "Certificates Preliminary Official Statement") and the City Council hereby approves the use of the Certificates Preliminary Official Statement in connection with the offering and sale of the Certificates. The Manager is authorized to deem the Certificates Preliminary Official Statement to be final within the meaning of Securities and Exchange Commission Rule 15c2- 12 subject to the completion of those items permitted by said Rule. SECTION 6. Sealed proposals for the purchase of the Bonds shall be received by the Manager at the date, time and place provided for in a Notice Inviting Bids relating to the Bonds or at such other dates and times as shall be determined by the Manager. SECTION 7. The Manager is hereby authorized to approve a Notice Inviting Bids for the Bonds (such approval to be conclusively evidenced by the distribution thereof). The City Clerk is hereby authorized and directed to cause the Notice Inviting Bids for the Bonds to be distributed to prospective bidders for the Bonds upon their request. LA01 \1080\427.6 2 SECTION 8. The Manager is hereby authorized to approve a Notice of Intention to sell Bonds (such approval to be conclusively evidence by the distribution thereof). The city Clerk is hereby authorized and directed to cause a Notice of Intention to Sell Bonds to be distributed to prospective bidders for the Bonds upon their request. The City's distribution of the Notice of Intention to Sell Bonds shall constitute the City's notice of a public sale and the City shall not be required to provide notice pursuant to Section 53692 of the California Government Code. SECTION 9. The Manager may withdraw or modify the Notice Inviting Bids for the Bonds and the Notice of Intention to Sell Bonds, or either, at any time by notice published via Munifacts wire or other means determined by the Manager to be reasonably calculated to reach potential bidders for the Bonds. If the Manager should withdraw the Notice Inviting Bids for the Bonds or the Notice of Intention to Sell Bonds at any time before the Bonds are awarded, and should at a later date determine that it is desirable to receive bids for the Bonds, then the City Clerk is hereby authorized to redistribute the Notice Inviting Bids for the Bonds and the Notice of Intention to Sell Bonds with such modifications or revisions as are approved by the Manager. SECTION ~0. The Manager is hereby authorized to approve a Preliminary Official Statement relating to the Bonds (such approval to be conclusively evidenced by the delivery thereof) (the "Bonds Preliminary official Statement") and the City Council hereby approves the use of the Bonds Preliminary Official Statement in connection with the offering and sale of the Bonds. The Manager is authorized to deem the Bonds Preliminary official Statement to be final within the meaning of Securities and Exchange Commission Rule 15c2-12 subject to the completion of those items permitted by said Rule. SECTION ~. The City Clerk and the Manager are authorized and directed to cause to be furnished to prospective bidders for the Certificates, upon their request, a reasonable number of copies of the Notice(s) Inviting Bids for the Certificates and the Certificates Preliminary Official Statement and to prospective bidders for the Bonds, upon their request, a reasonable number of copies of the Notice Inviting Bids for the Bonds and the Bonds Preliminary Official Statement. Section ~2. Resolution No. 92R-206 of the City adopted September 29, 1992 is hereby rescinded and shall be of no further effect. SECTION ~3. This Resolution shall take effect from and after its date of adoption. LA01 \1080\427.6 3 ADOPTED, SIGNED AND APPROVED this 20thday of April, 1993. [ SEAL] Attest: ~, City Clerk LA01 \1080\427.6 4 CLERK STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss. CITY OF ANAHEIM ) I, ~eo~ora N. Soh] , City Clerk of the City of Anaheim, do hereby certify that the foregoing Resolution No. 93R-61 was introduced and adopted at a regular meeting provided by law, of the City Council of the city of Anaheim held on the 20~h day of April, 1993 by the following vote of the members thereof: AYES: COUNCIL MEMBERS: Feldhaus, Pickler, Simpson, Daly NOES: COUNCIL MEMBERS: None ABSENT: COUNCIL MEMBERS: Hunter AND I FURTHER certify that the Mayor of the City of Anaheim signed said Resolution No. 93R-61 on the 21stday of April, 1993. IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the City of Anaheim this 21st day of April, 1993. ~ CITY CITY OF ANAHEIM (SEAL) I, Leonora N. Sohl, City Clerk of the City of Anaheim, do hereby certify that the foregoing is the original of Resolution No. 93R- 61 duly passed and adopted by the Anaheim City Council on April 20, 1993. LA01 \1D80\427.6 5