ARA1981-042RESOLUTION NO. ARA91 -42
A RESOLUTION OF THE ANAHEIM REDEVELOPMENT AGENCY
AUTHORIZING THE ISSUANCE OF ANAHEIM REDEVELOPMENT
AGENCY HISTORICAL REHABILITATION REVENUE NOTES
SERIES 1981 -A (URO INVESTMENTS PROJECT), AND
ESTABLISHING THEIR TERMS AND PROVIDING FOR THEIR
SECURITY AND PROVIDING COVENANTS FOR THEIR PROTECTION.
WHEREAS, the Anaheim Redevelopment Agency as Issuer is
authorized by the Act to finance the rehabilitation of historical
properties, without itself acquiring title, in the accomplishment
of certain public purposes; and
WHEREAS, the Issuer is authorized to enter into a
Project Agreement with URO Investments, a California partnership
(hereinafter referred to as the "Company ") for the rehabilitation
of an historical building by the Company, for the making of a
loan by Issuer to Company to pay or reimburse for the payment of
certain of the costs, the repayment obligation of which loan is
evidenced by a secured promissory note of the company, and for the
payment of moneys under said note by the Company to the Issuer and
the performance by the Company of other duties and obligations;
and
WHEREAS, the Issuer is authorized by the Act to issue
special obligation notes for the purpose of financing said
activities, and to secure the payment thereof by, among other
things, pledge of the revenues to be derived by the Issuer with
respect to said building; and
WHEREAS, Notes of the Issuer of substantially the tenor
and amount hereinafter set forth are required for said purpose;
and to provide therefor the Issuer by action duly taken hereby
authorizes this Indenture.
NOW, THEREFORE, BE IT RESOLVED by the Anaheim
Redevelopment Agency as follows:
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ARTICLE I
DEFINITIONS
Section 1.0 Definitions. For all purposes of this Indenture,
except as otherwise provided or unless the context otherwise requires,
the terms defined in this section have the meanings assigned to them in
this section and'include the plural as well as the singular, and all
accounting terms not otherwise defined in this Indenture have the
meanings assigned to them in accordance with generally accepted
accounting principles.
Account means the special trust account described in Section 4.2
hereof.
Act means the Marks Historical Rehabilitation Act (Section 37600
et se q. California Health and Safety Code), and all acts supplemental
tTero or amendatory thereof.
Administration Expenses means the reasonable expenses incurred
by the Issuer which relate to administration of the Bank Loan
Agreement, and any documents which may be referred to in the Bank Loan
Agreement, such as the Project Agreement, the Assignment, this
Indenture and the Notes, including (but not limited to) expenses the
Issuer has agreed to pay under the Bank Loan Agreement, and the amount
of all advances of funds the Issuer may make therefor, which are made
by or for the Issuer, with interest as provided in the Project
Agreement.
Bank means any bank which becomes a party to the Bank Loan
Agreement, and successors or assigns.
Bank Loan Agreement means the Bank Loan Agreement authorized by
the Issuer by Resolution adopted the same date as this Indenture to be
entered into by the Issuer with Union Bank, a California state bank
corporation, providing for a loan to the Issuer in the amount of not to
exceed $1,550,000, as supplemented, modified or amended from time to
time.
Building means the Building as defined in the Project Agreement.
Code means the Internal Revenue Code of 1954, as amended.
Company means the Person so defined in the Bank Loan Agreement.
Company Note means the instrument so defined in the Project
Agreement.
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Completion Date means the date so defined in the Project.
Agreement.
Date of Taxability means the term so defined in the Project
Agreement.
Determination of Taxability means the terms so defined in the
Project Agreement.
Guarantor means a Person so defined under the Bank Loan
Agreement.
Holder when used with respect to the Notes means the Noteholder.
Indenture means these presents, as originally adopted or as from
time to time supplemented, modified or amended by any Supplemental
Indenture adopted pursuant to these presents. All reference in these
presents to " Articles ", " Sections " and other subdivisions are to the
corresponding articles, sections or subdivisions of these presents as
originally adopted, and the terms "herein ", "hereof ", "hereunder", and
other words of similar import.refer to this Indenture as a whole and
not to any particular article, section or subdivision.
Interest Payment Date means a Stated Maturity of interest on the
Notes.
Issuer means the Anaheim Redevelopment Agency, and its
successors as provided by law.
Maturity when used with respect to the Notes means the date on
which the principal of or interest on such Notes, as the case may be,
becomes due and payable as therein and herein provided, whether at the
Stated Maturity or, with respect to principal, by declaration of
acceleration, prepayment or otherwise.
Notes means the instruments for the payment of money authorized
pursuant to and secured by this Indenture and all Supplemental
Indentures.
Noteholder means that Person who is the registered owner of the
Notes pursuant to Section 3.3 hereof.
Person means any individual, corporation, partnership, joint
venture, association, joint -stock company, trust, unincorporated
�- organization or government, political subdivision thereof, or public
entity, or any agency or instrumentality of a government, political
subdivision or public entity.
Place of Payment means the banking office of the Bank at which
the Notes are payable.
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Prime Rate means the term so defined in the Project Agreement.
Project means the term so defined in the Bank Loan Agreement.
Project Agreement means the agreement so defined in the Bank
Loan Agreement.
Rehabilitation means Rehabilitation as defined in the Project
Agreement.
Resolution means the resolution of the Issuer so defined in the
Bank Loan Agreement.
Revenues means all income of, amounts payable to and all other
amounts derivable by, the Issuer under the Project Agreement or from
the Project or as a result of its undertaking the Project, except the
proceeds of the sale of Notes and amounts received as indemnification
or Administration Expenses, but including any interest or other income
derived from the investment of any of the funds provided for in this
Indenture, except interest or profit on investment of the Account
received prior to the Completion Date.
Stated Maturity when used with respect to any Note or any
interest thereof, means the date specified in such Note as the fixed
date on which the principal of such Note, or in the case of interest,
such interest, is due and payable.
Supplemental Indenture means any resolution hereafter duly
adopted by the Issuer in accordance with the provisions of Section 5.0
of this Indenture.
Trust Agreement means the agreement so referred to by the Bank
Loan Agreement.
Trustee means the person so designated at the time, pursuant to
the Trust Agreement, including any successor Trustee as therein
provided.
Section 1.1 Proof of Note Holdings The amount of Notes held
by any Person, the distinguishing numbers of the Notes held by such
Person, and the date of his holding the same, may be proved pursuant to
the registration records maintained pursuant to Section 3.3.
Section 1.2 Effect Binding Any request, demand,
authorization, direction, notice, consent, waiver or other action by
the Holder of the Notes shall bind every future Holder of the same
Notes and the Holder of every Note issued in exchange therefor or in
lieu thereof, in respect of anything done or suffered to be done by the
Issuer in reliance thereon, whether or not notation of such action is
made upon such Notes.
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Section 1.3 Notices, etc., to Issuer. Any request, demand,
authorization, direction, notice, consent, waiver or other document
provided or permitted by this Indenture to be made upon, given or
furnished to, or filed with, the Issuer by any Noteholder or by the
;ompany shall be sufficient for every purpose hereunder if in writing
and mailed, first class postage prepaid, to the Secretary of the
Issuer, at 76 South Claudina Street, Anaheim, California 92805, or if
that address is changed, then at the address last furnished in writing
by the Issuer pursuant to the Bank Loan Agreement.
All notices, certificates or other communications hereunder
shall be sufficient if given and shall be deemed given, if to the
Company, as provided in the Project Agreement, and if given either to
the Issuer or to the Company, a duplicate copy shall also be given to
the other.
Section 1.4 Notices to Noteholders Where this Indenture
provides for notice to Noteholders of any event, such notice shall be
sufficiently given (unless otherwise herein expressly provided) if in
writing and mailed, first class postage prepaid, to each Holder of
Notes affected by such event, at his address pursuant to the
registration records, not later than the latest date, and not earlier
than the earliest date, prescribed for the giving of such notice.
However, notice shall not be effective with respect to any Noteholder
until actually received by such Holder.
Section 1.5 Waiver of Notice Where this Indenture provides
for notice in any manner, such notice may be waived in writing by the
Person entitled to receive such notice, either before or after the
event, and such waiver shall be the equivalent of such notice. Waivers
of notice by Noteholders shall be filed with the Secretary, but such
filing shall not be a condition precedent to the validity of any action
taken in reliance upon such waiver.
ARTICLE II
NOTE FORM
Section 2.0 Form General. The form of the Notes shall be
substantially as provided in Schedule 1 hereto attached and made a part
yereof. The form shall have such appropriate insertions, omissions,
substitutions and other variations as are required or permitted by this
Indenture and may have such letters, numbers or other marks of
identification and such legends or endorsements placed thereon, as may,
consistently herewith, be determined by the officers executing such
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Notes, as evidenced by their execution of the Notes. Any portion of
the text of any Note may be set forth on the reverse thereof, with an
appropriate reference thereto on the face of the Note.
The definitive Notes shall be typewritten, printed, lithographed
or engraved or produced by any combination of these methods, all as
determined by the officers executing such Notes, as evidenced by their
execution of such Notes.
ARTICLE III
THE NOTES
Section 3.0 Title and Terms
(a) Issue The Notes shall be designated the Anaheim
Redevelopment Agency Historical Rehabilitation Revenue Notes,
(URO Investments Project) and the aggregate amount of Notes that
may be issued under this Indenture shall equal the amount to be
purchased by Bank pursuant to the Bank Loan Agreement, but in
any event shall not exceed $1,550,000 except for Notes delivered
in exchange for or in lieu of other Notes, pursuant to Sections
3.2, 3.3, 3.4, 5.2 and 5.3.
(b) Denominations Notes evidencing the unpaid principal
obligation of the loan shall be issued.
(c) Date and Maturity The Notes shall be dated the date
of delivery, and shall mature in a single installment on the
first day of the month which is 60 calendar months from the
original date of delivery.
(d) Interest
(1) The unpaid principal balance of the Notes
outstanding from time to time shall bear interest from the
Interest Payment Date next preceding the date of delivery
thereof unless the date of delivery is an Interest Payment
Date, in which event from such Interest Payment Date, or.
unless the date of delivery is prior to the first Interest
Payment Date (the "original" date of delivery), in which
event the Notes shall bear interest from their date, at the
rate adjusted daily (computed for the actual number of days
elapsed on the basis of a 360 -day year and a 30 -day month),
to be determined as follows:
W'M
(I) To and including December 31, 1982, a rate
determined by multiplying (i) the Prime Rate plus three
percent (3 %) per annum by (ii) the factor .50928;
(II) From December 31, 1982, a rate determined by
multiplying (i) the Prime Rate plus two and three
quarters percent (2 3/4 %) per annum by (ii) the factor
.50928;
payable on the first day of each month of each year and at maturity.
(2) The rate of interest referred to in Subdivision
(1) shall change as of the date of any change in the Prime
Rate. Notwithstanding any provision hereof to the contrary,
the obligations of the Issuer under the Notes shall be
subject to the limitation that payments shall not be
required to the extent that receipt of any such payment by
the Noteholder would be contrary to the provisions of
federal or California law applicable to such Noteholder
which limits the maximum rate of interest which may be
charged or collected by such Noteholder.
(3) In the event that interest on the Notes becomes
includable in the Holder's gross income for federal or state
income tax purposes, pursuant to a Determination of
Taxability, beginning on the Date of Taxability the interest
rate shall be increased to the interest rate to be
determined as follows:
(I) To and including December 31, 1982, a rate of
three percent (3 %) per annum above the Prime Rate;
(II) From December 31, 1982, a rate of two and
three quarters percent (2 3/4 %) per annum above the
Prime Rate;
(e) Interest After Maturity Any principal on the Notes
not paid when due (whether by acceleration or otherwise) shall
thereafter bear interest at the rate determined pursuant to
Subsection (d), including as such rate may be adjusted upon a
Determination of Taxability, plus (to the extent lawful) the
rate of five percent (5%) per annum, until payment of an amount
sufficient to pay the entire amount then due.
(f) Manner of Payment All principal, interest and other
amounts payable under the Notes shall be payable in lawful money
of the United States of America, in immediately available funds,
and payment shall be made no later than 11 :00 a.m., official
time at the Place of Payment, on the due date, except that the
principal shall be paid only upon the surrender of the Notes to
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the Issuer. If any payment falls due on a Saturday, Sunday or
public holiday at the Place of Payment, then the due date for
all payments then due shall be extended to the next succeeding
day which is a full business day at such Place of Payment and
interest shall be payable in respect of such extension. The
manner of payment shall otherwise be as provided by the Bank
Loan Agreement.
(g) Where Payable The Notes shall be payable at the
banking office of the Bank designated in the registration record.
pursuant to the Bank Loan Agreement, or successor or assign.
(h) Numbers Notes of a Series shall be numbered
consecutively from the earliest date of delivery, commencing
with Number R -1.
(i) Negotiable The Notes shall be negotiable to the
extent provided by law.
(j) Prepayment and Redemption Prepayment of the Notes
may, and in certain cases shall, be made. Upon each prepayment,
interest on the principal amount prepaid, accrued to the
prepayment date, shall be paid on such prepayment date. The
provisions of this Subsection (j) and of the applicable of
either Subdivision (1) or (2) shall apply.
(1) The Issuer shall have the right to prepay the
Notes, in whole or in part, without premium or penalty, upon
no less than 30 days' notice to the Bank.
(2) The Issuer shall prepay (i) the entire outstanding
principal amount of the Notes with unpaid interest
immediately upon receipt by the Issuer of sums payable by
the Company under the Project Agreement in respect of any
option provided the Company by the Project Agreement
sufficient to prepay the entire unpaid principal balance of
the Company Note and /or the Notes, any "Event of Default"
specified in the Project Agreement, or any other event which
under the Project Agreement requires the Company to provide
for the prepayment or redemption of the Company Note and /or
the Notes, and (ii) the Notes, in whole or in part, on the
date of completion of the Project as certified in accordance
with the Project Agreement or December 31, 1982, whichever
is earlier, in an amount equal to and with the moneys, if
any, standing to the credit of the Account on such date
after sale of all investments, if any, then held in the
Account, after set aside of final costs and expenses, or
thereafter from available amounts subsequently recovered in
the event of default of any contractor or subcontractor
under any construction contract made in connection with the
Rehabilitation of the Building, or immediately upon receipt
by the Issuer of and to the extent of any sums payable by
the Company under the Project Agreement in respect of any
other event which under the Project Agreement requires or
permits the Company to provide for the prepayment or
redemption of the Company Note and /or the Notes.
(k) Acceleration of Maturity The maturity of the unpaid
principal balance of the Notes may be accelerated and the whole
together with interest and any other amounts shall become due
and payable upon declaration by the Holder upon the occurrence
and continuance of an "Event of Default" pursuant to the Bank
Loan Agreement. In such event the unpaid principal and interest
due shall thereafter bear interest at the same rate or rates
applicable to overdue principal. At any time after such
declaration and before judgment or decree for payment of money
due has been obtained, the Holder, by written notice to the
Issuer, may rescind and annul such declaration and its
consequences if the default has been cured.
(1) Series. The
Series 1981-A.
(m) Late Charge
principal or interest
(10) days of the due
of ten cents for each
defraying the expense
delinquent payment.
Notes shall be issued in a single series,
In the event that any payment of
on the Notes shall not be made within ten
late, the Holder may charge a late charge
dollar so overdue, for the purpose of
incident to the handling of such
(n) Collection and Other Costs In addition, the Issuer
shall, subject only to any limitation imposed by applicable law,
pay all costs of collection and all other expenses, to the
extent and as provided by the Bank Loan Agreement, with interest
at the same rate or rates applicable to overdue principle.
Section 3.1 Execution and Delivery
(a) Execution The Notes shall be completed in accordance
with this Indenture and executed on behalf of the Issuer by its
Chairman under the seal of the Issuer affixed thereto and
attested by the Secretary. The signature of any of these
officers on the Notes may be manual or facsimile.
(b) Continued Authority Notes bearing the manual or
facsimile signatures of individuals who were at any time the
proper officers of the Issuer shall bind the Issuer,
notwithstanding that such individuals or any 'of them have ceased
to hold such offices prior to the delivery of such Notes or did
not hold such offices at the date of such Notes.
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(c) D��el__i__ve Forthwith upon the adoption of this
Indenture,,
or time to time thereafter, Notes up to the
amount provided by Section 3.0 may be executed by the Issuer,
and delivered as provided by the Resolution.
Section 3.2 Temporary Notes
(a) Issuance Pending the preparation of definitive Notes,
the Issuer may execute, and as provided by the Resolution shall
deliver, temporary Notes which are printed, lithographed,
typewritten, mimeographed or otherwise produced, in any
denomination substantially of the tenor of the definitive Notes
in lieu of which they are issued, and with such appropriate
insertions, omissions, substitutions and other variations as the
officers executing such Notes may determine, as evidenced by
their execution of such Notes.
(b) Exchange. If temporary Notes are issued, the Issuer
Will cause detinitive Notes to be prepared without unreasonable
delay. After the preparation of definitive Notes, the temporary
Notes shall be exchangeable for definitive Notes upon, surrender
of the temporary Notes to the Issuer, without charge to the
Holder. Upon surrender of any one or more temporary Notes the
Issuer shall execute and deliver in exchange therefor a like
principal amount of definitive Notes of authorized
denominations. Until so exchanged the temporary Notes shall in
all respects be entitled to the same benefits under this
Indenture as definitive Notes.
Section 3.3 Registration, Exchange and Transfer of Notes
(a) Notes Registrable. The Notes are issuable only in
registers form The Issuer shall maintain registration records
of the Persons and addresses, together with the delivery dates,
registration numbers and unpaid principal amounts at date of
delivery, of the Holders.
(b) Notes Exchangeable Notes may be exchanged for Notes
of like unpaid principal amount of the same Series. Whenever
any Notes shall be surrendered for exchange, the Issuer shall
cause to be executed and shall deliver new Notes of the same
Series aggregating the unpaid principal amount.
(c) Transfer of Notes Any of the Notes may, in accordance
with its terms, be transferred, by the Holder, or by the
Holder's duly authorized attorney, upon surrender of such Notes
for cancellation, accompanied by delivery of a written
instrument of transfer, in a form approved by the Issuer, duly
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executed. Whenever any Notes shall be surrendered for transfer,
the Issuer shall cause to be executed and shall deliver new
Notes of the same Series aggregating the unpaid principal amount.
(d) Effect The Person in whose name the Notes are issued
as provided by the registration records shall be deemed the
Holder thereof for all purposes of this Indenture and payment of
or on account of the principal thereof and the interest thereon
shall be made only to or upon the order in writing of such
Person. All payments so made shall be valid and effectual to
satisfy and discharge liability upon the Notes to the extent of
the sum or sums so paid, despite any notice to the contrary.
(e) Service Charges Expenses (including any printing
expenses or other fees) for any transfer or for any exchange of
Notes and a sum sufficient to cover any tax or other
governmental charge that may be imposed in connection with any
such transfer or exchange of Notes shall be paid by the Holder
requesting same as a condition precedent to performance by the
Issuer of its obligations respecting such transfer or exchange.
Section 3.4 Mutiliated, Destroyed, Lost and Stolen Notes
(a) Execution, Authentication and Delivery. If (i) any
mutilated Note is surrendered tot the Issuer or the Issuer
receives evidence to its satisfaction of the destruction, loss
or theft of any Note, and (ii) there is delivered to the Issuer
such security or indemnity as may be required by it to save it
harmless, then, in the absence of notice to the Issuer that such
Note has been acquired by a bonafide purchaser, the Issuer shall
execute and deliver, in exchange for or in lieu of any such
mutilated, destroyed, lost or stolen Note, a new Note of like
date and Series, bearing the same number or numbers and with
such notations as the Issuer determines.
(b) Service Charges Upon the issuance of any new Note
under this Section, the payment of a sum sufficient to cover any
tax or other governmental charge that may be imposed in relation
thereto and any other expenses (including any printing expenses
or other fees) connected therewith shall be required of the
Person to whom the new Note is delivered.
(c) Effect Every new Note issued pursuant to this Section
in lieu of any destroyed, lost or stolen Note shall constitute
__. an original additional contractual obligation of the Issuer,
whether or not the destroyed, lost or stolen Note shall be at
any time enforceable by anyone, and shall be entitled to all the
benefits of this Indenture equally and proportionately with any
and all other Notes duly issued hereunder. However, the Issuer
shall not be required to treat both the original Note and any
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duplicate Note as being outstanding for the purpose of
determining the aggregate amount of Notes that are issued
hereunder, but both the original and duplicate Notes shall be
treated as one and the same. All Notes issued upon any exchange
of Notes pursuant to this Section shall evidence the same debt
and be entitled to the same benfits under this Indenture as the
Notes surrendered upon such exchange.
(d) Remedy Exclusive The provisions of this Section are
exclusive and shall preclude (to the extent lawful) all other
rights and remedies with respect to the replacement or payment
of mutilated, destroyed, lost or stolen Notes.
Section 3.5 Cancellation All Notes surrendered for payment,
redemption, purchase, transfer or exchange shall, if surrendered to any
Person other than the Issuer be delivered to the Issuer and, if'not
already cancelled, shall be promptly cancelled by it. The Company may
at any time deliver to the Issuer for cancellation any Notes previously
delivered hereunder which the Company may have acquired in any manner
whatsoever, and all Notes so delivered shall be promptly cancelled by
the Issuer. No Notes shall be delivered in lieu of or in exchange for
any Notes cancelled as provided in this Section, except as expressly
permitted by this Indenture. All cancelled Notes held by the Issuer
shall be destroyed by the Issuer and certificate of the destruction
thereof provided the Company.
ARTICLE IV
REVENUES AND ACCOUNTS
Section 4.0 Pledge of Revenues All of the Revenues are hereby
irrevocably pledged to the security of and punctual payment of the
interest on and the principal of the Notes, and the Revenues shall not
be used for any other purpose while any of the Notes remain
outstanding. This pledge shall constitute a first and exclusive lien
on the Revenues for the payment of the Notes in accordance with the
terms hereof and thereof.
Section 4.1 Account A separate account is hereby established
as hereinafter in this Article IV described. All moneys required by
the terms of this Article IV to be credited or transferred to such
`account shall be credited or transferred as in this Article provided.
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Section 4.2 Trust Account.
(a) Special Account A single special trust account of the
Issuer is hereby authorized to be established with the Trustee
pursuant to the Trust Agreement, designated "Anaheim
Redevelopment Agency Historical Rehabilitation Revenue Notes,
Series 1981 -A (URO Investments Project) Account ".
(b) Moneys Held in Trust All moneys credited or
transferred to the Account shall be held in trust for the
purposes and shall be disbursed only as hereinafter specified.
(c) Inclusions The following amounts shall be deposited
in or transferred to the Account upon receipt: (1) the proceeds
from the sale of the Notes; (2) the amounts which may, pursuant
to Section 5.19(d) of the Project Agreement, be deposited by the
Company in the Account to pay all costs of the Project; (3)
interest or other profit on deposit or investment of amounts
deposited in the Account; and (4) amounts recovered prior.to the
Completion Date as damages or otherwise under contracts
respecting Rehabilitation of the Building, or under fire or
other insurance or in connection with condemnation respecting
the property described in Annex I(1) of the Project Agreement,
and which are required to be deposited in the account.
(d) Purposes Amounts deposited in or transferred to the
Account shall be disbursed by the Trustee in accordance with the
Project Agreement and as is further provided by the Trust
Agreement.
(e) Balance The balance in the Account after completion
of the Project and sale of all investments by the Trustee, after
set aside of final costs and expenses, shall be paid to the Bank
in prepayment of the Notes as provided by Subdivision (ii) of
paragaraph (2) of Subsection (j) of Section 3.0.
Section 4.3 Investments All moneys deposited in or
transferred to the Account may be deposited or invested as provided by
the Trust Agreement.
Section 4.4 Appointment of Trustee The
outstanding Notes shall have the right to appoint
- as provided by the Trust Agreement.
Holder of the
a successor Trustee
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ARTICLE V
MODIFICATION OF INDENTURE
Section 5.0 Supplemental Indentures With the written consent
of the Holder of the Notes affected thereby, the Issuer may adopt a
resolution or resolutions supplemental hereto for the purpose of adding
any provisions to or changing in any manner or eliminating any of the
provisions of this Indenture or of modifying in any manner the rights
of the Holder of the Notes under this Indenture.
Section 5.1 Effect of Supplemental Indentures Upon the
adoption of any supplemental resolution under this Article, this
Indenture shall be modified in accordance therewith, and such
supplemental resolution shall form a part of this Indenture for all
purposes; and every Holder of Notes theretofore or thereafter delivered
hereunder shall be bound thereby.
Section 5.2 Reference in Notes to Supplemental Indentures.
Notes delivered after the adoption of any supplementa reso ution
pursuant to this Article may bear a notation as to any matter provided
for in such supplemental resolution. If the Issuer shall so determine,
new Notes so modified as to conform, in the opinion of the Issuer, to
any such supplemental resolution may be prepared and executed by the
Issuer and delivered in exchange for outstanding Notes.
Section 5.3 Reference in Notes to Supplemental Assignments.
Notes delivered after the execution of any supplemental agreement
pursuant to Article IV of the Assignment may bear a notation as to any
matter provided for in such supplemental agreement. If the Issuer
.shall so determine, new Notes so modified as to conform, in the opinion
o the Issuer, to any such supplemental agreement may be prepared and
executed by the Issuer and delivered in exchange for outstanding Notes.
Section 5.4 Consent of Company Under the Project Agreement.
Anything herein to the contrary notwithstanding, any supplementa
resolution under this Article which affects any rights, powers and
authority of the Company under the Project Agreement or requires a
revision of the Project Agreement shall not become effective unless and
until the Company shall have consented in writing to such supplemental
resolution, unless the Company is then in default the Project
Agreement.
Section 5.5 Modification or Amendment This Indenture shall
not be modified, amended or changed, except by supplemental resolutions
as provided in this Article.
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ARTICLE VI
COVENANTS
Section 6.0 Payment of Principal and Interest. The Issuer will
duly and punctually pay the Notes in accordance with the terms of the
Notes and this Indenture.
Section 6.1 Events of Default and Remedies. Upon the
occurrence of an "Event of Default' as de ine in the Bank Loan
Agreement, the Noteholders shall have the remedies therein provided in
accordance therewith.
Section 6.2 Faithful Performance and Further Assurance. The
Issuer will faithfully observe and perform all the covenants and
conditions of, and will from time to time execute and deliver such
further instruments and take such further action as may be reasonable
and as may be required to carry out the purposes of, this Indenture.
ARTICLE VII
MISCELLANEOUS
Section 7.0 Successors and Assigns. In the event of
dissolution or other cessation of the existence or of a material
reduction in the powers of the Issuer pursuant to the terms of any
valid law so providing, the successor to the Issuer's powers shall be
substituted for the Issuer under this Indenture, and all of the
covenants and conditions of this Indenture for the benefit of the
Issuer shall inure to the benefit of such successor and such successor
shall succeed to and may exercise all such rights and powers and all of
the covenants and conditions of this Indenture by the Issuer shall bind
such successor, with the same effect as if such successor had been
named as the Issuer herein and whether or not so expressed; provided,
however, that nothing herein shall have the effect of releasing the
Person named as the "Issuer" in Article I of this instrument, nor of
any such successor, from its liability as obligor and maker on any of
the Notes.
Section 7.1 Limitation of Rights Except as herein otherwise
specifically provided, nothing in this Indenture or in the Notes
expressed or implied is intended or shall be construed to confer upon
any Person other than the Issuer and the Noteholders any benefit or any
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legal or equitable right, remedy or claim under or in respect to this
Indenture or any covenant or condition therein or herein contained; and
all such being intended to be for the sole and exclusive benefit of the
Tssuer and the Noteholders.
Section 7.2 Limitation of Liabilities
(a) Issuer Officers, Employees and Agents No covenant or
condition of this Indenture or of the Notes shall be deemed to
be the covenant of or a condition to be fulfilled by any
officer, employee or agent of the Issuer in his personal
capacity, nor shall any officer of the Issuer executing the
Notes be personally liable thereon or subject to any personal
accountability by reason of the issuance thereof.
(b) Issuer
(1) All of the Notes shall be special obligations of
the Issuer, the principal of and interest on which shall be
payable, subject to the security provided pursuant to the
Act, solely out of the Revenues derived from the Project.
(2) The Notes shall not be deemed to constitute a debt
or liability of the Issuer or a pledge of its faith and
credit, but shall be payable solely from the Revenues and
other amounts specified herein. The issuance of the Notes
shall not directly, indirectly or contingently obligate the
Issuer to levy or pledge any form of taxation or to make any
appropriation for their payment.
Section 7.3 Severability In case any one or more of the
provisions of this Indenture or of the Notes shall for any reason be
held to be invalid, illegal or unenforceable in any circumstance, such
invalidity, illegality or unenforceability shall not have the effect of
rendering the provision in question invalid, illegal or unenforceable
in any other circumstance and shall not affect the validity, legality
or enforceability of any other provision, and as to the circumstance in
which any provision shall be held to be invalid, illegal or
unenforceable, this Indenture and the Notes shall be construed as if
such provision had never been contained therein or herein.
Section 7.4 Headings The headings or titles of the several
'articles, Sections and Subsections or Subdivisions hereof, and any
table of contents appended to copies hereof, shall be solely for
convenience of reference and shall not affect the meaning, construction
or effect of this Indenture.
-16-
THE FOREGOING RESOLUTION is approved and adopted by
the Anaheim Redevelopment Agency this 29th day oember, 1981.
AHEIM REDEVELOPMENT AGENCY
ATTEST:
SECRETARY
ANAHEIM REDEVELOPMENT AGENCY
WMAM:GAL:FAL:jh
_1,7._
STATE OF CALIFORNIA )
COUNTY OF ORANGE )
CITY OF ANAHEIM )
I, LINDA D. ROBERTS, Secretary of the Anaheim Redevelopment Agency, do
hereby certify that the foregoing Resolution No. ARA81 -42 was passed and
adopted at a regular meeting of the Anaheim Redevelopment Agency held on
the 29th day of December, 1981, by the following vote.of the members thereof:
AYES: AGENCY MEMBERS: Overholt, Kaywood, Bay, Roth and Seymour
NOES: AGENCY MEMBERS: None
ABSENT: AGENCY MEMBERS: None
AND I FURTHER CERTIFY that the Chairman of the Anaheim Redevelopment
Agency signed said Resolution on the 29th day of December, 1981.
IN WITNESS WHEREOF, I have hereunto set my hand and seal this 29th day of
December, 1981.
SECRETAR OF THE ANAHEIM EVELOPMENT AGENCY
(SEAL)