AHA-2000-004RESOLUTION NO. AEA 2000-4
A RESOLUTION OF THE ANAHEIM HOUSING AUTHORITY AUTHORIZING THE
ISSUANCE, SALE AND DELIVERY OF ANAHEIM HOUSING AUTHORITY VARIABLE RATE
DEMAND MULTIFAMILY HOUSING REVENUE BONDS (PARK VISTA APARTMENTS) 2000
SERIES D, APPROVING AND AUTHORIZING THE EXECUTION AND DELIVERY OF
RELATED AGREEMENTS, AND APPROVING OTHER RELATED ACTIONS IN
CONNECTION THEREWITH
WHEREAS, Chapter 1 of Part 2 of Division 24 of the Health and Safety Code of the
State of California (the "Act") authorizes housing authorities to incur indebtedness to finance the
acquisition and rehabilitation of multifamily rental housing for persons and families of very low
and low income, and the Act provides a complete, additional and alternative method for such
financing;
WHEREAS, the Anaheim Housing Authority (the "Authority") hereby finds and declares
that it is necessary, essential and a public purpose for the Authority to engage in a program (the
"Program") of financing the acquisition and rehabilitation of multifamily rental housing, and has
determined to borrow money for such purpose by the issuance of revenue bonds as authorized
by the Act;
WHEREAS, the Authority hereby finds and declares that this Resolution is being
adopted pursuant to the powers granted by the Act;
WHEREAS, Park Vista, Ltd., a California limited partnership (the "Borrower"), has
requested that the Authority issue and sell the Bonds (hereina~er defined) for the purpose of
making a loan to the Borrower to finance the acquisition and rehabilitation of a 392 unit
multifamily rental housing development known as Park Vista Apartments, located at 1200 West
Robin Street in the City of Anaheim (the "City") (the "Project");
WHEREAS, a notice of a public hearing with respect to the proposed issuance of the
Bonds and the financing of the Project with the proceeds thereof was published in a newspaper
of general circulation in the City not less than fourteen days prior to the date of such hearing;
WHEREAS, on March 21, 2000, said public hearing was held before the City Council of
the City, and an opportunity was provided for interested parties to present arguments for and
against the issuance of the Bonds and the financing of the Project with the proceeds of the
Bonds;
WHEREAS, on March 21, 2000, the City Council of the City adopted a resolution
approving the issuance of the Bonds by the Authority in connection with the financing of the
Project; and
WHEREAS, all conditions, things and acts required to exist, to have happened and to
have been performed precedent to and in the issuance of the Bonds and the implementation of
the Program as contemplated by this Resolution and the documents referred to herein exist,
have happened and have been performed in due time, form and manner as required by the laws
of the State of California, including the Act.
NOW, THEREFORE, THE ANAHEIM HOUSING AUTHORITY DOES HEREBY
RESOLVE, ORDER AND DETERMINE AS FOLLOWS:
SECTION 1. The Authority hereby finds and declares that the above recitals are true
and correct.
SECTION 2. Pursuant to the Act and the Indenture (hereinafter defined), revenue bonds
of the Authority designated as "Anaheim Housing Authority Variable Rate Demand Multifamily
Housing Revenue Bonds (Park Vista Apadments) 2000 Series D" in an aggregate principal
amount not to exceed $27,180,000 (the "Bonds"), are hereby authorized to be issued. The
Bonds shall be executed by the manual or facsimile signature of the Chairman of the Authority,
the facsimile of the seal of the Authority shall be reproduced thereon and attested by the manual
or facsimile signature of the Secretary of the Authority, in the form set forth in and otherwise in
accordance with the Indenture.
SECTION 3. The trust indenture (the 'Indenture") between the Authority and Wells
Fargo Bank, National Association (the 'q'rustee"), in the form presented to this meeting, is
hereby approved. The Chairman and the Executive Director of the Authority (the "Designated
Officers"), each acting alone, are hereby authorized and directed, for and in the name and on
behalf of the Authority, to execute and deliver the Indenture, and the Secretary of the Authority
is hereby authorized and directed, for and in the name and on behalf of the Authority, to attest
the signature of such Designated Officer executing such document, in said form, with such
additions thereto or changes therein as are approved by the Executive Director of the Authority
upon consultation with Bond Counsel to the Authority (including such additions or changes as
are necessary or advisable in accordance with Section 13 hereof, provided that no additions or
changes shall authorize an aggregate principal amount of Bonds in excess of $27,180,000), the
approval of such additions or changes to be conclusively evidenced by the execution and
delivery of the Indenture by the Authority. The date, maturity dates, interest rate or rates,
interest payment dates, denominations, form, registration privileges, manner of execution, place
of payment, terms of redemption and other terms of the Bonds shall be as provided in the
Indenture as finally executed.
SECTION 4. The financing agreement (the "Financing Agreement") among the
Authority, the Trustee and the Borrower, in the form presented to this meeting, is hereby
approved. The Designated Officers, each acting alone, are hereby authorized and directed to
execute and deliver the Financing Agreement in said form, with such additions thereto or
changes therein as are recommended or approved by the Executive Director of the Authority
upon consultation with Bond Counsel to the Authority including such additions or changes as
are necessary or advisable in accordance with Section 13 hereof, the approval of such changes
to be conclusively evidenced by the execution and delivery of the Financing Agreement by the
Authority.
SECTION 5. The regulatory agreement and declaration of restrictive covenants (the
"Regulatory Agreement") among the Authority, the Trustee and the Borrower, in the form
presented to this meeting, is hereby approved. The Designated Officers, each acting alone, are
hereby authorized and directed, for and in the name and on behalf of the Authority, to execute
and deliver the Regulatory Agreement in said form, with such additions thereto or changes
therein as are recommended or approved by the Executive Director of the Authority upon
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consultation with Bond Counsel to the Authority including such additions or changes as are
necessary or advisable in accordance with Section 13 hereof, the approval of such additions or
changes to be conclusively evidenced by the execution and delivery of the Regulatory
Agreement by the Authority.
SECTION 6. The remarketing agreement (the "Remarketing Agreement") between
Newman & Associates, Inc. and the Borrower, in the form presented to this meeting, is hereby
approved. If the remarketing agent requires the Authority to be a party to or to consent to the
Remarketing Agreement, the Designated Officers, each acting alone, are hereby authorized to
execute and deliver the Remarketing Agreement in said form (or a consent thereto), with such
additions thereto or changes therein as are recommended or approved by the Executive
Director of the Authority upon consultation with Bond Counsel to the Authority including such
additions or changes as are necessary or advisable in accordance with Section 13 hereof, the
approval of such changes to be conclusively evidenced by the execution and delivery of the
Remarketing Agreement (or a consent thereto) by the Authority.
SECTION 7. The intercreditor agreement (the "Intercreditor Agreement") among the
Authority, Freddie Mac, the Construction Phase Credit Facility Provider to be a party thereto,
and the Trustee, in the form presented to this meeting, is hereby approved. The Designated
Officers, each acting alone, are hereby authorized and directed for and in the name of and on
behalf of the Authority, to execute and deliver the Intercreditor Agreement in said form, with
such additions thereto or changes therein as are recommended or approved by the Executive
Director of the Authority upon consultation with Bond Counsel to the Authority including such
additions or changes as are necessary or advisable in accordance with Section 13 hereof, the
approval of such changes to be conclusively evidenced by the execution and delivery of the
Intercreditor Agreement by the Authority.
SECTION 8. The purchase contract for the Bonds (the "Purchase Contract") among the
Authority, Newman & Associates, Inc. (the "Underwriter"), and the Borrower in the form
presented to this meeting, is hereby approved. The Designated Officers, each acting alone, are
hereby authorized and directed, for and in the name and on behalf of the Authority, to accept
the offer of the Underwriter to purchase the Bonds contained in the Purchase Contract (when
such offer is made) and to execute and deliver said Purchase Contract in said form, with such
additions thereto or changes therein as are recommended or approved by the Executive
Director of the Authority upon consultation with Bond Counsel to the Authority including such
additions or changes as are necessary or advisable in accordance with Section 13 hereof
(provided that no such change shall increase the principal amount of the Bonds over
$27,180,000 the initial interest rate on the Bonds shall not be more than 6.0% per annum and
the Underwriter's fee and/or discount shall not be in excess of 2.0% of the principal amount of
the Bonds), the approval of such additions or changes to be conclusively evidenced by the
execution and delivery of the Purchase Contract by the Authority.
SECTION 9. The official statement relating to the Bonds (the "Official Statement") in the
form presented to this meeting, is hereby approved. The Designated Officers, each acting
alone, are hereby authorized and directed, for and in the name and on behalf of the Authority, to
execute the Official Statement in said form, with such additions thereto or changes therein as
are recommended or approved by the Executive Director of the Authority upon consultation with
Bond Counsel to the Authority, the approval of such additions or changes to be conclusively
evidenced by the execution and delivery of the Official Statement by the Authority.
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The Underwriter is hereby authorized to distribute copies of said Official Statement to
persons who may be interested in the purchase of the Bonds and are directed to deliver such
copies to all actual purchasers of the Bonds. Distribution by the Underwriter of a Preliminary
Official Statement relating to the Bonds, if requested by the Underwriter, is hereby approved
and authorized. The Designated Officers, each acting alone, are hereby authorized to execute
a certificate to the effect that the Preliminary Official Statement, if any, and the Official
Statement, as of their respective dates, are deemed final by the Authority for purposes of Rule
15c2-12 under the Securities Exchange Act of 1934, as amended.
SECTION 10. The Bonds, when executed, shall be delivered to the Trustee for
authentication. The Trustee is hereby requested and directed to authenticate the Bonds by
executing the Trustee's certificate of authentication and registration appearing thereon, and to
deliver the Bonds, when duly executed and authenticated, to the Underwriter in accordance with
written instructions executed on behalf of the Authority by a Designated Officer, which
instructions said officers are hereby authorized and directed, for and in the name and on behalf
of the Authority, to execute and deliver to the Trustee. Such instructions shall provide for the
delivery of the Bonds to the Underwriter in accordance with the Purchase Contract, upon
payment of the purchase price therefor.
SECTION 11. The firm of Newman & Associates, Inc. is hereby designated as
Underwriter and as the initial Remarketing Agent for the Bonds. The fees and expenses of such
firm for matters related to the Bonds shall be payable solely from a discount upon the purchase
of the Bonds, the proceeds of the Bonds or contributions by the Borrower.
SECTION 12. The law firm of Quint & Thimmig LLP is hereby designated as Bond
Counsel to the Authority for the Bonds. The fees and expenses of such firm for matters related
to the Bonds shall be payable solely from the proceeds of the Bonds or contributions by the
Borrower.
SECTION 13. All actions heretofore taken by the officers and agents of the Authority
with respect to the establishment of the Program and the sale and issuance of the Bonds are
hereby approved, confirmed and ratified, and the proper officers of the Authority are hereby
authorized and directed, for and in the name and on behalf of the Authority, to do any and all
things and take any and all actions and execute any and all certificates, agreements and other
documents, which they, or any of them, may deem necessary or advisable in order to
consummate the lawful issuance and delivery of the Bonds in accordance with this resolution
and resolutions heretofore adopted by the Authority and in order to carry out the Program,
including but not limited to those certificates, agreements and other documents described in the
Indenture, the Financing Agreement, the Regulatory Agreement, the Remarketing Agreement,
the Intercreditor Agreement and the Purchase Contract and any certificates, agreements or
documents as may be necessary to evidence credit support or additional security for the Bonds.
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SECTION 14. This Resolution shall take effect immediately upon its adoption.
PASSED, APPROVED AND ADOPTED, this 11th day of July, 2000.
APPROVED AS TO FORM:
QUINT & THIMMIG LLP,
as Bond Counsel
ANAHEIM HOUSING AUTHORITY
~ Chair~ma~
By:
~PP ul J. Thimmig, Esq.
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STATE OF CALIFORNIA )
COUNTY OF ORANGE )
CITY OF ANAHEIM )
1, SHERYLL SCHROEDER, Secretary of the Anaheim Housing Authority, do hereby certify that the
foregoing Resolution No. AHA2000-4 was passed and adopted at a regular meeting of the
Anaheim Housing Authority held on the 11th day of July, 2000 by the following vote of the
members thereof:
AYES: CHAIRMAN/AUTHORITY MEMBERS: Feldhaus, Kring, Tait, McCracken, Daly
NOES: CHAIRMAN/AUTHORITY MEMBERS: None
ABSENT: CHAIRMAN/AUTHORITY MEMBERS: None
AND I FURTHER CERTIFY that the Chairman of the Anaheim Housing Authority signed said
Resolution No. AHA2000-4 on the 1 lth day of July, 2000.
IN WITNESS WHEREOF, I have hereunto set my hand and seal this 1 lth day of July, 2000.
SE THE ANAHEIM HOUSING AUTHORITY
(SEAL)