ARA2000-05RESOLUTION NO. ARA 2000-5
A RESOLUTION OF THE ANAHEIM REDEVELOPMENT
AGENCY AUTHORIZING THE BORROWING OF FUNDS
FROM THE ANAHEIM PUBLIC FINANCING AUTHORITY
IN THE AGGREGATE PRINCIPAL AMOUNT OF NOT TO
EXCEED $34,000,000 RELATING TO REDEVELOPMENT
PROJECT ALPHA TO FINANCE REDEVELOPMENT
HOUSING ACTIVITIES OF THE AGENCY, AUTHORIZING
AND DIRECTING EXECUTION OF A LOAN AGREEMENT,
BOND PURCHASE CONTRACT AND RELATED
DOCUMENTS, APPROVING THE FORM OF PRELIMINARY
OFFICIAL STATEMENT, APPROVING SALE OF BONDS BY
THE AUTHORITY AND AUTHORIZING OFFICIAL
ACTIONS
WHEREAS, the City of Anaheim (the "City") and the Anaheim Redevelopment Agency (the
"Agency") have heretofore entered into a Joint Exercise of Powers Agreement establishing the
Anaheim Public Financing Authority (the "Authority") for the purpose, among others, of issuing the
Authority's bonds to be used to provide financial assistance to the Agency; and
WHEREAS, the Agency is undertaking to assist the redevelopment of Anaheim
Redevelopment Project Alpha in the City (the "Redevelopment Project"), and for such purpose the
Agency has previously issued indebtedness, including its Anaheim Redevelopment Project Alpha
Tax Allocation Refunding Bonds (Subordinate Lien ), Series 1986 A, (the "1986 Bonds") and its
Anaheim Redevelopment Project Alpha, 1995 Taxable Tax Allocation Bonds (Housing) (the "1995
Bonds") (collectively, the 1986 Bonds and the 1995 Bonds are referred to herein as the "Prior
Obligations"), and a Loan Agreement with the Anaheim Public Financing Authority evidencing a
loan in the aggregate initial principal amount of $134,433,052.80 (the "1992 Loan"); and
WHEREAS, the Agency has previously entered into a Loan Agreement dated as of May 1,
1997 (the "1997 Loan Agreement") between the Agency and the Authority in connection with a loan
(the "1997 Loan") made to the Agency from the Authority in two parts for the purpose of providing
funds to defease and refund the Prior Obligations and to finance certain housing activities of the
Agency to be undertaken pursuant to Section 33334.6 of the Redevelopment Law; and
WHEREAS, concurrently with the execution and delivery of the 1997 Loan Agreement, the
Authority issued its $27,905,000 aggregate principal amount of Anaheim Public Financing Authority
1997 Tax Allocation Revenue Refunding Bonds (Redevelopment Project Alpha), Series A for the
purpose of providing funds to make the 1997 Loan; and
WHEREAS, the Agency has determined that it is in the best interests of the Agency and in
furtherance of valid public purposes of the Agency to borrow money on a parity with the 1997 Loan
to finance redevelopment housing activities of the Agency, and the Agency has requested the
Authority to lend it funds in an amount sufficient for such purpose, including payment of associated
costs; and
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WHEREAS, for the purpose of raising funds necessary to provide such financial assistance to
the Agency, the Authority proposes to authorize the issuance and sale of its revenue bonds in two
series (the "Bonds") under the provisions of Article 4 (commencing with Section 6584) of Chapter 5
of Division 7 of Title 1 of the Government Code of the State of California (the "Act"), designated as
the Anaheim Public Financing Authority 2000 Tax Allocation Revenue Bonds (Redevelopment
Project Alpha), Series A and Series B (Taxable), the interest on a series of which may be subject to
federal income taxation (the "taxable series"); and
WHEREAS, the proceeds of the Bonds will be applied to make a loan (the "Loan") to the
Agency pursuant to a Loan Agreement dated as of November 1, 2000 (the "Loan Agreement"), the
proposed form of which has been presented to the Agency Board, which Loan will constitute Parity
Debt under the 1997 Loan Agreement, and which Loan Agreement will constitute a Parity Debt
Instrument under the 1997 Loan Agreement; and
WHEREAS, the firm of Stone & Youngberg LLC (the "Underwriter") has proposed to
purchase and underwrite the Bonds and has presented to the Agency a form of Purchase Contract for
the Bonds, to be entered into among the Authority, the Agency and the Underwriter (the "Purchase
Contract"), the form of a Continuing Disclosure Agreement of the Agency (the "Continuing
Disclosure Agreement"), and there has been presented to the Agency a proposed form of Official
Statement describing the Bonds, to be used in connection with the marketing of the Bonds by the
Underwriter; and
WHEREAS, the Agency has duly conducted a public hearing pursuant to the requirements of
Government Code Section 6586.5 following notice thereof published once at least five days prior to
the hearing in a newspaper of general circulation in the City and heard testimony with respect to the
subject matter hereof; and
WHEREAS, the Agency has duly considered such transactions and wishes at this time to
approve said transactions in the public interests of the Agency.
NOW, THEREFORE, BE IT RESOLVED, DETERMINED AND ORDERED by the
Anaheim Redevelopment Agency as follows:
SECTION 1. Findings and Determinations. Pursuant to the Act, the Agency hereby finds
and determines that the issuance of the Bonds will result in savings in effective interest rates, bond
underwriting costs and bond issuance costs and result in more efficient delivery of housing services
to residential development, thereby resulting in significant public benefits to its citizens within the
contemplation of Section 6586(a) and (d) of the Act. The Agency further finds that the recitals
hereto, and each of them, are true and correct.
SECTION 2. Approval of Loan from Authority; Loan Agreement. The Agency hereby
authorizes and approves the borrowing by the Agency from the Authority of the proceeds of the
Bonds pursuant to and in accordance with the provisions of the Loan Agreement. The aggregate
principal amount of the Loan shall be sufficient to fund housing activities, any costs of issuance and
fund required reserves and other deposits under the Loan Agreement, shall in no event exceed
$34,000,000 or such lesser amount as may be eligible to be financed consistent with the Parity Debt
test of the 1997 Loan Agreement, and the final maturity of the Loan and the Bonds shall be not later
than calendar year 2018. Pursuant to the Loan Agreement, the Agency's pledge of Tax Revenues to
repayment of the Loan shall be on a parity with the 1997 Loan and the Loan Agreement shall
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constitute a Parity Debt Instrument under the 1997 Loan Agreement, as such terms are defined in the
1997 Loan Agreement.
The Agency hereby approves the Loan Agreement and the Continuing Disclosure Agreement
in the form on file with the Secretary, together with such additions thereto and changes therein as the
Executive Director shall deem necessary, desirable or appropriate to accomplish the purposes of the
borrowing in a manner consistent with the Agency's findings hereunder, the execution of which by
the Executive Director shall be conclusive evidence of the approval of any such additions and
changes. The Agency hereby approves the pledge of Tax Revenues under the Loan Agreement. The
Executive Director is hereby authorized and directed to execute, and the Secretary is hereby
authorized and directed to attest and affix the seal of the Agency to, the final form of the Loan
Agreement for and in the name and on behalf of the Agency. The Agency hereby authorizes the
delivery and performance of the Loan Agreement as finally executed pursuant hereto.
SECTION 3. Sale of Bonds; Approval of Indenture. The sale of the Bonds to the
Underwriter pursuant to the Purchase Contract is hereby approved. The Agency hereby approves the
Purchase Contract in the form thereof on file with the Secretary, together with such additions thereto
and changes therein as the Executive Director shall deem necessary, desirable or appropriate, the
execution of which by the Executive Director shall be conclusive evidence of the approval of any
such additions and changes. The Executive Director is hereby authorized and directed to execute the
final form of the Purchase Contract for and in the name and on behalf of the Agency provided the
effective average interest rate payable on the Series A Bonds (as defined in the Indenture) shall not
exceed 7% per annum and the interest rate payable on the Series B Bonds (as defined in the
Indenture) shall not exceed 8.5% per annum, in each case, inclusive of original issue discount, and
the underwriter's discount may not exceed 1% of the par amount of the Bonds. The Agency hereby
authorizes the delivery and performance of the Purchase Contract.
SECTION 4. Approval of Official Statement. The form of Preliminary Official Statement
(the "Preliminary Official Statement") presented to this meeting is hereby approved, and the
Underwriter is hereby authorized to distribute the Preliminary Official Statement to prospective
pumhasers of the Bonds in the form hereby approved, together with such conforming changes therein
or additions thereto as are determined necessary by the Executive Director of the Agency, to make
such Preliminary Official Statement "final" as of its date. The Executive Director of the Agency or
his designee is hereby authorized and directed, for and in the name and on behalf of the Agency, to
execute a final Official Statement for the Bonds in substantially the form of the Preliminary Official
Statement, with such additions thereto or changes therein describing the specific form and terms of
the Bonds as are recommended or approved by the Executive Director of the Agency, and approved
by such officer, such approval to be evidenced conclusively by the execution and delivery of the
Official Statement.
SECTION 5. Official Actions. The Chairman, the Executive Director, the Treasurer, the
Secretary and any and all other officers of the Agency, are hereby authorized and directed, for and in
the name and on behalf of the Agency, to do any and all things and take any and all actions,
including execution and delivery of any and all assignments, certificates, requisitions, agreements,
notices, consents, instruments of conveyance, warrants and other documents which they, or any of
them, may deem necessary or advisable in order to consummate the lawful issuance and sale of the
Bonds and the making of the Loan.
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SECTION 6. Effective Date. This Resolution shall take effect from and after the date of its
passage and adoption.
The FOREGOING RESOLUTION was approved and adopted by the Anaheim
Redevelopment Agency this 24th day of October ,2000, by the following vote:
By:
ATTEST:
4Jecretary o4Vthe Anaheim Redevelopment
Agency
APPROVED AS TO FORM:
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STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss.
CITY OF ANAHEIM )
I, SHERYLL SCHROEDER, Secretary of the Anaheim Redevelopment Agency, do hereby certify
that the foregoing Resolution No. ARA2000-5 was passed and adopted at a regular meeting of
the Anaheim Redevelopment Agency held on the 24th day of October 2000, by the following vote
of the members thereof:
AYES:
CHAIRMAN/AGENCY: Feldhaus, Kring, Tait, McCracken, Daly
NOES:
CHAIRMAN/AGENCY: None
ABSENT: CHAIRMAN/AGENCY: None
IN WITNESS WHEREOF, I have hereunto set my hand and seal this 24th day of October, 2000.
S~CR~TARY OF THE ANAHEIM
REDEVELOPMENT AGENCY
(SEAL)