APFA 1997-1RESOLUTION NO. APFA97-1
RESOLUTION OF THE ANAHEIM PUBLIC FINANCING AUTHORITY
AUTHORIZING THE ISSUANCE OF REVENUE BONDS IN THE
AGGREGATE PRINCIPAL AMOUNT OF NOT TO EXCEED $33,000,000 TO MAKE A
LOAN TO THE ANAHEIM REDEVELOPMENT AGENCY IN
CONNECTION WITH ANAHEIM REDEVELOPMENT PROJECT ALPHA,
AUTHORIZING AND DIRECTING EXECUTION OF A RELATED
INDENTURE OF TRUST AND LOAN AGREEMENT, AUTHORIZING
SALE OF BONDS, PREPARATION OF OFFICIAL STATEMENT AND
AUTHORIZING OFFICIAL ACTIONS
WHEREAS, the City of Anaheim (the "City") and the Anaheim Redevelopment Agency
(the 'Agency") have heretofore entered into a Joint Exercise of Powers Agreement establishing the
Anaheim Public Financing Authority (the "Authority') for the purpose, among others, of issuing
the Authority's bonds to be used to provide financial assistance to the Agency; and
WHEREAS, the Agency is undertaking to assist the redevelopment of Anaheim
Redevelopment Project Alpha in the City (the "Redevelopment Project"), and for such purpose the
Agency has previously issued its Al~aheim Redevelopment Project Alpha Tax Allocation Refunding
Bonds (Subordinate Lien), Series 1986 A (the "1986 Bonds"), in the aggregate initial principal
amount of $49,380,000, and its Anaheim Redevelopment Project Alpha, 1995 Taxable Tax
Allocation Bonds (Housing) (the ' 1995 Bonds") in the initial aggregate principal amount of
$2,700,000 (collectively, the 1986 Bonds and the 1995 Bonds are referred to herein as the "Prior
Obligations"); and
WHEREAS, the Agency has determined that due to prevailing financial market conditions it
is in the best interests of the Agency to realize interest rate savings and other valid public purposes
of the Agency by refunding the Prior Obligations, and the Agency has requested the Authority to
lend it funds in an amount sufficient for such purpose, including payment of associated costs; and
WHEREAS, for the purpose of raising funds necessary to provide such financial assistance
to the Agency, the Authority proposes to authorize the issuance of its revenue bonds (the "Bonds")
under the provisions of Article 4 (commencing with Section 6584) of Chapter 5 of Division 7 of
Title 1 of the Government Code of the State of California (the "Act'), designated as the Anaheim
Public Financing Authority 1997 Tax Allocation Revenue Refunding Bonds (Redevelopment
Project Alpha) which may be in more than one series and the interest on a series of which may be
subjeat to federal income taxation, as necessary in the opinion of bond counsel, to effectuate the
refunding of the 1995 Bonds; and
WHEREAS, the proceeds of the Bonds will be applied to make a loan (the "Loan") to the
Agency pursuant to a Loan Agreement dated as of February 1, 1997 (the "Loan Agreement'); and
WHEREAS, the firm of Stone & Youngberg (the "Underwriter") has proposed to purchase
and underwrite the Bonds and will present to the Authority, prior to the offering of the Bonds, a
form of Purchase Agreement for the Bonds, to be entered into among the Authority, the Agency
122014.5[017[226214)076
and the Underwriter (the 'Purchase Agreement') and a proposed form of Official Statement
describing the Bonds, to be used in connection with the marketing thereof by the Underwriter;
WHEREAS, the Board of Directors (the "Board") of the Authority has duly considered
such transactions and wishes at this time to approve said transactions in the public interests of the
Authority.
NOW, THEREFORE, BE IT RESOLVED, DETERMINED ORDERED by the Board of
Directors of the Anaheim Public Financing Authority as follows:
1. Findings and Determinations. Pursuant to the Act, the Board hereby finds and
determines that the issuance of the Bonds will result in savings in effective interest rates, bond
underwriting costs and bond issuance costs and thereby result in significant public benefits to its
members within the contemplation of Section 6586 of the Act.
2. Issnance of Bonds; Approval of Indenture. The Board hereby authorizes the
issuance of the Bonds under and pursuant to the Act provided that the maximum aggregate
principal amount of the Bonds shall not exceed $33,000,000. The Bonds shall be issued pursuant
to an Indenture of Trust dated as of February 1, 1997, by and between the Authority and First
Trust of California, National Association, as trustee (the "Indenture'). The Board hereby approves
the Indenture in substantially the form thereof on file with the Secretary, together with such
additions thereto and changes therein as the Executive Director shall deem necessary, desirable or
appropriate, the execution of which by the Executive Director shall be conclusive evidence of the
approval of any such additions and changes. The Executive Director is hereby authorized and
directed to execute, and the Secretary is hereby authorized and directed to attest and affix the seal
of the Authority to, the final form of the Indenture for and in the name and on behalf of the
Authority. Subject to the sale of the Bonds, the Board hereby authorizes the delivery and
performance of the Indenture.
3. Approval of Loan to Agency; Loan Agreement. The Board hereby authorizes and
approves the loan of the Bond proceeds by the Authority to the Agency pursuant to and in
accordance with the provisions of the Loan Agreement. The Board hereby approves the Loan
Agreement in substantially the form thereof on file with the Secretary, together with such additions
thereto and changes therein as the Executive Director shall deem necessary, desirable or
appropriate to effectuate the refunding of the Prior Obligations, the execution of which by the
Executive Director shall be conclusive evidence of the approval of any such additions and changes.
The Executive Director is hereby authorized and directed to execute, and the Secretary is hereby
authorized and directed to attest and affix the seal of the Authority to, the final form of the Loan
Agreement for and in the name and on behalf of the Authority. The Authority hereby authorizes
the delivery and performance of the Loan Agreement.
4. Sale of Bonds; Preparation of Official Statement. The Board hereby directs the
Executive Director to negotiate the preliminary terms of sale of the Bonds by the Authority by
negotiation with the Underwriter, pursuant to a Purchase Agreement to be prepared by the
Underwriter. The Board hereby directs the preparation of a preliminary form of Official Statement
describing the Bonds. Sale of the Bonds pursuant to a Purchase Contract and distribution of such
preliminary Official Statement by the Underwriter shall be subject to the prior approval of the
Board.
122014,51o17122621~o76 2
5. Official Actions. The Chairman, the Executive Director, the Treasurer, the
Secretary and any and all other officers of the Authority are hereby authorized and directed, for
and in the name and on behalf of the Authority, to do any and all things and take any and all
actions, including execution and delivery of any and all assignments, certificates, requisitions,
agreements, notices, consents, instruments of conveyance, warrants and other documents, which
they, or any of them, may deem necessary or advisable in order to consummate the lawful issuance
and sale of the Bonds, the making of the Loan, the refunding of the Prior Obligations and the
consummation of the transactions as described herein. Such actions shall include securing of
commitments for bond insurance which will result in net present value debt service savings for the
Bonds.
6. Effective Date. This Resolution shall take effect from and after the date of its
passage and adoption.
The FOREGOING RESOLUTION was approved and adopted by the Anaheim Public
Financing Authority this 18 day of__~, 1997, by the following vote:
CI-IA~ OF TI-I~'~qAHEIM PU~C
FINANCING AUTHORITY
ATTEST:
SECRETARY OF THE ANAHEIM
PUBLIC FINANCING AUTHORITY
1220I 4.51017 [ 22621 ~076 3
STATE OF CALIFORNIA )
COUNTY OF ORANGE
CITY OF ANAHEIM )
) SS.
I, LEONORA N. SOHL, Secretary of the Board of Directors of the Anaheim Public Financing
Authority, do hereby certify that the foregoing Resolution No. APFA97-1 was introduced and
adopted at a special meeting provided by law, of the Board of Directors of the Anaheim Public
Financing Authority held on the 18th day of March, 1997, by the following vote ofthe members
thereof:
AYES:
BOARD MEMBERS: McCracken, Tait, Zemel, Lopez, Daly
NOES:
BOARD MEMBERS: None
ABSENT: BOARD MEMBERS: None
AND I FURTHER certify that the Chairman of the Board of Directors signed said Resolution
No. APFA97-1 on the 18th day of March, 1997.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the City of
Anaheim this 18th day of March, 1997.
SECRETARY OF THE ANAH~INANCING AUTHORITY
(SEAL)
I, LEONORA N. SOHL, Secretary of the Anaheim Public Financing Authority, do hereby certify
that the foregoing is the odginal of Resolution No. APFA97-1 duly passed and adopted by the
Anaheim Public Financing Authority on March 18th, 1997.
SECRETARY OF THE ANAHEIM PUBLIC FINANCING AUTHORITY'