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APFA 2001-1RESOLUTION NO. APFA 2001- 1 RESOLUTION OF THE BOARD OF DIRECTORS OF THE ANAHEIM PUBLIC FINANCING AUTHORITY, APPROVING THE FORM OF AN ASSIGNMENT AGREEMENT AND AN ESCROW AGREEMENT AND AUTHORIZING THEIR EXECUTION AND DELIVERY IN CONNECTION WITH THE DEFEASANCE OF CERTAIN BONDS OF THE AUTHORITY WHEREAS, the City of Anaheim (the "City') and the Anaheim Redevelopment Agency have heretofore entered into a Joint Exercise of Powers Agreement establishing the Anaheim Public Financing Authority (the "Authority'); and WHEREAS, at the City's request the Authority has heretofore issued $20,000,000 in aggregate principal amount of its Revenue Bonds, Series 1994 (City of Anaheim Water Utility Lenain Filtration Plant Project) (the "Bonds"); and WHEREAS, the City intends to borrow $18,062,849 from the California Department of Water Resources under the Safe Drinking Water State Revolving Fund (the "State Loan") and use the proceeds of the State Loan to refund its obligations relating to the Bonds; and WHEREAS, in order to provide for repayment of the State Loan from the City's Water Utility Fund on the same basis as the City's payment obligation with respect to the Bonds, the City and the Authority wish to amend and assign certain of the Authority's rights under the Installment Purchase Agreement relating to the Bonds pursuant to an Amendment and Assignment Agreement (the ~Assignment Agreement") between the Authority and the City, the proposed form of which has been presented to this Board; and WHEREAS, the City and the Authority wish to deposit the proceeds of the State Loan and certain other moneys in an escrow fund created pursuant to an Escrow Agreement (the "Escrow Agreement") among the Authority, the City and BNY Western Trust Company, as escrow agent, the proposed form of which has been presented to this Board, to provide for the defeasance of the Bonds; and WHEREAS, the Authority has determined that it is in its best interest to approve the Assignment Agreement and the Escrow Agreement and authorize and approve the transactions contemplated thereby; NOW, THEREFORE, the Board of Directors of the Anaheim Public Financing Authority does hereby resolve, determine and order as follows: SECTION 1: The Board hereby approves the Assignment Agreement in the form thereof on file with the Secretary, together with such additions thereto and changes therein as are approved by the Chairman, the Executive Director or their respective designees, such approval to be conclusively evidenced by the execution and delivery thereof. Each of the Chairman and the Executive Director, and their respective designees, is hereby authorized to execute, and the Secretary is hereby authorized to attest and affix the seal of the Authority to, the final form of the Assignment Agreement, for and in the name and on behalf of the Authority. The Board hereby authorizes the delivery and performance of the Assignment Agreement. SECTION ~: The Board hereby approves the Escrow Agreement in the form thereof on file with the Secretary, together with such additions thereto and changes therein as are approved by the Chairman, the Executive Director or their respective designees, such approval to be conclusively evidenced by the execution and delivery thereof. Each of the Chairman and the Executive Director, and their respective designees, is hereby authorized to execute, and the Secretary is hereby authorized to attest and affix the seal of the Authority to, the final form of the Escrow Agreement, for and in the name and on behalf of the Authority. The Board hereby authorizes the delivery and performance of the Escrow Agreement. SECTION 3: The Chairman, the Executive Director, the Treasurer and the Secretary of the Authority and the other officers, employees and agents of the Authority are hereby authorized and directed, jointly and severally, for and in the name of the Authority, to do any and all things and to take all actions, including execution and delivery of any and all certificates, requisitions, agreements, notices, consents, instruments and other documents which they, or any of them, may deem necessary or advisable in order to effect the defeasance of the Bonds and to consummate the transactions contemplated by the Assignment Agreement, the Escrow Agreement and this Resolution, and such actions previously taken by such officers, employees and agents are hereby ratified and confirmed. SECTION ~: This Resolution shall take effect from and after its date of adoption. APPROVED AND ADOPTED by the Anaheim Public Financing Authority this 9th day of January, 2001, by the following vote: By FINANCING AUTHORITY - SECRETARY OF THE ANAHEIM PUBLIC FINANCING AUTHORITY STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss. CITY OF ANAHEIM ) I, Sheryll A. Schroeder, Secretary of the Board of Directors of the Anaheim Public Financing Authority, do hereby certify that the foregoing Resolution No. APFA 2001- was introduced and adopted at a regular meeting provided by law of the Board of Directors of the Anaheim Public Financing Authority held on the 9th day of January, 2001, by the following vote of the members thereof: AYES: BOARD MEMBERS: NOES: BOARD MEMBERS: ABSENT: BOARD MEMBERS: AND I FURTHER certify that the Chairman signed said Resolution No. APFA 2001- January, 2001. of the Board of Directors on the 9th day of IN WITNESS WHEREOF, seal of the Anaheim , 2001. I have hereunto set my hand and affixed the Public Financing Authority this day of (SEAL) SECRETARY OF THE ANAHEIM PUBLIC FINANCING AUTHORITY I, Sheryll A. Schroeder, Secretary of the Board of Directors of the Anaheim Public Financing Authority, do hereby certify that the foregoing is the original Resolution No. APFA 2001- duly passed and adopted by the Anaheim Public Financing Authority on January 9, 2001. SECRETARY OF THE ANAHEIM PUBLIC FINANCING AUTHORITY 38421. l\LMOSES\December 28, 2000 4 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss. CITY OF ANAHEIM ) I, SHERYLL SCHROEDER, Secretary of the Board of Directors of the Anaheim Public Financing Authority, do hereby certify that the foregoing Resolution No. APFA2001-1 was introduced and adopted at a regular meeting provided by law, of the Board of Directors of the Anaheim Public Financing Authority held on the 9th day of January, 2001, by the following vote of the members thereof: AYES: NOES: ABSENT: BOARD MEMBERS: Feldhaus, Kring, Tait, McCracken, Daly BOARD MEMBERS: None BOARD MEMBERS: None FINANCING AUTHORITY (SEAL)